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Last Updated: May 17, 2021
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2016 Publications

2016 Publications

2016 Proposed Rules

2016 Final Rules

2016 Notices

2016 Statements of Policy



Notice to Those Submitting Comments

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FR
Date 		FDIC Federal Register Publications Read Publication Submit / Read Comments
12/28/16 Recordkeeping Requirements for Qualified Financial Contracts
12 CFR Part 371 RIN 3064–AE54
Notice
Comment Period End: February 27, 2017		 PDF Read Comments
12/28/16 Rules of Practice and Procedure
12 CFR Part 308 RIN 3064–AE52
Final Rule
Effective Date: January 15, 2017
 PDF N/A
12/16/16 Expanded Examination Cycle for Certain Small Insured Depository
Institutions and United States Branches and Agencies of Foreign Banks,
12 CFR Parts 337, 347, and 390 RIN 3064–AE42
Final Rule
Effective Date: January 17, 2017
 PDF N/A
12/13/16 FDIC Advisory Committee on Economic Inclusion (ComE-IN)
Notice of Charter Renewal
Notice
PDF N/A
12/05/16 Recordkeeping for Timely Deposit Insurance Determination
12 CFR Part 370 RIN 3064–AE33
Final Rule
Effective Date: April 1, 2017
 PDF N/A
11/29/16 Agency Information Collection Activities: Submission for OMB Review; Comment Request
  • Application for Consent to Exercise Trust Powers. OMB Number: 3064–0025
  • Certified Statement for Quarterly Deposit Insurance Assessment. OMB Number: 3064–0057
  • Insurance Products Consumer Protections. OMB Number: 3064–0140
  • Reverse Mortgage Products OMB Number. OMB Number: 3064–0176
Notice
Comment Period End: December 29, 2016		 PDF N/A
11/28/16 Agency Information Collection Activities: Proposed Collection Renewals; Comment Request
  • Real Estate Lending Standards. OMB Number: 3064–0112
  • Foreign Banking and Investment by Insured State
    • Nonmember Banks. OMB Number: 3064–0125
  • Occasional Qualitative Surveys. OMB Number: 3064–0127
  • Interagency Guidance on Sound Incentive Compensation Practices. OMB Number: 3064–0175
Notice
Comment Period End: January 27, 2017		 PDF N/A
11/25/16 Agency Information Collection Activities: Proposed Information Collection Revision; Comment Request
Company-Run Annual Stress Test Reporting Template and Documentation for Covered Institutions with Total Consolidated Assets of $50 Billion or More under the Dodd-Frank Wall Street Reform and Consumer Protection Act
OMB Number: 3064–0189

Templates for Annual Stress Test Reporting - Excel

Notice
Comment Period End: January 24, 2017		 PDF N/A
11/25/16 Agency Information Collection Activities: Proposed Revision of Information Collection; Comment Request
National Survey of Unbanked and Underbanked Households
OMB Number: 3064–0167

2017 Household Survey Questionnaire - PDF

Notice
Comment Period End: January 24, 2017		 PDF N/A
11/22/16 Revision of the FDIC's Freedom of Information Act Regulations
12 CFR Part 309 RIN 3064–AE53
Interim Final Rule
Effective Date: November 22, 2016
Comment Period End: January 23, 2017		 PDF Read Comments
11/21/16 Agency Information Collection Activities: Submission for OMB Review; Comment Request
Joint Standards for Assessing Diversity Policies and Practices
OMB Number: 3064–0200
Notice
Comment Period End: December 21, 2016		 PDF N/A
11/21/16 Removal of Transferred OTS Regulations Regarding Consumer Protection in Sales of Insurance and Amendments to FDIC Consumer Protection in Sales of Insurance Regulation
12 CFR Parts 343 and 390 RIN 3064–AE49
Proposed Rule
Comment Period End: January 20, 2017		 PDF N/A
11/07/16 Loans in Areas Having Special Flood Hazard–Private Flood Insurance
12 CFR Part 339 RIN 3064–AE50
Proposed Rule
Comment Period End: January 6, 2017		 PDF Read Comments
11/01/16 Removal of Transferred OTS Regulations Regarding Minimum Security Procedures Amendments to FDIC Regulations
12 CFR Parts 326 and 391 RIN 3064–AE47
Proposed Rule
Comment Period End: January 3, 2017		 PDF N/A
10/31/16 Financial Institutions Reform, Recovery, and Enforcement Act Appraisal Requirements: Louisiana; Temporary Exceptions in Areas Affected by Severe Storms and Flooding
12 CFR Part 323
Statement and Order
Effective: October 31, 2016
Expires: December 31, 2017		 PDF N/A
10/27/16 Agency Information Collection Activities; Proposals, Submissions, and Approvals; Comment Request
  • Application Pursuant to Section 19 of the Federal Deposit Insurance Act. OMB Number: 3064–0018.
  • Interagency Guidance on Asset Securitization Activities. OMB Number: 3064–0137
Notice
Comment Period End: December 27, 2016		 PDF N/A
01/24/17

10/26/16		 Extension of Comment Period - PDF

Enhanced Cyber Risk Management Standards
12 CFR Parts 364 RIN 3064–AE45
Advanced Notice of Proposed Rulemaking
Comment Period End: February 17, 2017		 PDF Read Comments
10/26/16 Restrictions on Qualified Financial Contracts of Certain FDIC-Supervised Institutions: Revisions to the Definition of Qualifying Master Netting Agreement and Related Definitions
12 CFR Parts 324, 329, and 382 RIN 3064–AE46
Proposed Rule
Comment Period End: December 12, 2016		 PDF Read Comments
10/19/16 FDIC Advisory Committee on Community Banking
Notice of Meeting
Notice 		PDF N/A
10/15/16 Regulatory Capital Rules, Liquidity Coverage Ratio: Revisions to the Definition of Qualifying Master Netting Agreement and Related Definitions
12 CFR Parts 324 and 329 RIN 3064–AE30
Final
Effective Date: October 17, 2016		 PDF N/A
10/13/16 Agency Information Collection Activities: Submission for OMB Review; Joint Comment Request
Market Risk Regulatory Report for Institutions Subject to the Market Risk Capital Rule. Form Number: FFIEC 102
OMB Control Number: 3064–0199
Notice
Comment Period End: November 14, 2016		 PDF N/A
10/05/16 FDIC Advisory Committee on Economic Inclusion (ComE-IN); Notice of Meeting
Notice 		PDF N/A
09/27/16 Designated Reserve Ratio for 2017
Notice
PDF N/A
09/23/16 Agency Information Collection Activities: Proposed Collection Reinstatement and Renewal; Submission for OMB Review; Comment Request
Notification of Performance of Bank Services.
OMB Control Number: 3064-0029
Notice
Comment Period End: October 24, 2016		 PDF N/A
09/23/16 Agency Information Collection Activities: Submission for OMB Review; Comment Request
  • Application for Consent to Exercise Trust Powers. OMB Number: 3064-0025
  • Certified Statement for Quarterly Deposit Insurance Assessment. OMB Number: 3064-0057
  • Insurance Products Consumer Protections. OMB Number: 3064-0140
  • Reverse Mortgage Products. OMB Number: 3064-0176
Notice
Comment Period End: November 22, 2016		 PDF N/A
09/02/16 Agency Information Collection Activities: Submission for OMB Review; Comment Request
  • Securities of Insured Nonmember Banks and State Savings Associations. OMB Number: 3064-0030
  • Activities and Investments of Savings Associations. OMB Number: 3064-0104
  • Forms Relating to FDIC Outside Counsel Legal Support and Expert Services Programs. OMB Number: 3064-0122
Notice
Comment Period End: October 3, 2016		 PDF N/A
09/01/16 Agency Information Collection Activities: Submission for OMB Review; Comment Request
Uniform Interagency Transfer Agent Registration and Amendment Form.
OMB Control Number: 3064-0026
Notice
Comment Period End: October 3, 2016		 PDF N/A
08/25/16 Removal of FDIC Regulations Regarding Fair Credit Reporting Transferred to the Consumer Financial Protection Bureau
12 CFR Part 334 RIN 3064–AE29
Final Rule; Correction
Effective Date: August 25, 2016		 PDF N/A
08/24/16 Agency Information Collection Activities: Information Collection Revision; Comment Request
Joint Standards for Assessing Diversity Policies and Practices
OMB Control Number: 3064-0200
Notice
Comment Period End: October 24, 2016		 PDF N/A
08/18/16 Agency Information Collection Activities: Submission for OMB Review; Joint Comment Request
Regulatory Capital Reporting for Institutions Subject to the Advanced Capital Adequacy Framework
OMB Control Number: 3064–0159
Notice
Comment Period End: September 19, 2016		 PDF N/A
08/22/16



08/15/16		 Correction - PDF

TO:

Proposed Agency Information Collection Activities; Comment Request
Consolidated Reports of Condition and Income (Call Report)
OMB Control Number: 3064–0052
Notice
Comment Period End: October 14, 2016		 PDF Read Comments
08/04/16 Guidelines for Appeals of Material Supervisory Determinations
Notice
Comment Period End: October 3, 2016		 PDF Read Comments
08/04/16 Agency Information Collection Activities: Submission for OMB Review; Comment Request
  • Application for a Bank to Establish a Branch or Move its main Office or a Branch. OMB Number: 3064-0070
  • Application for Consent to Reduce or Retire Capital. OMB Number: 3064-0079
  • Appraisals Standards. OMB Number: 3064-0103
  • CRA Sunshine. OMB Number: 3064-0139
  • Asset Sales Forms. OMB Number: 3064-0192
Notice
Comment Period End: September 6, 2016		 PDF N/A
08/02/16 Margin and Capital Requirements for Covered Swap Entities
12 CFR Part 349 RIN 3064–AE21
Final Rule
Effective Date: October 1, 2016		 PDF N/A
07/25/16 Community Reinvestment Act; Interagency Questions and Answers Regarding Community Reinvestment; Guidance
Notice 		PDF N/A
07/20/16 Agency Information Collection Activities: Submission for OMB Review; Joint Comment Request
Country Exposure Report and Country Exposure Information Report
OMB Control Number: 3064–0017
Notice
Comment Period End: August 19, 2016		 PDF N/A
07/13/16 Final Interagency Policy Statement Establishing Joint Standards for Assessing the Diversity Policies and Practices of Entities Regulated by the Agencies; OMB collection approval
OMB Control Number: 3064–0200
Notice
Effective Date: February 18, 2016		 PDF N/A
07/13/16 Agency Information Collection Activities: Submission for OMB Review; Joint Comment Request
Consolidated Reports of Condition and Income (Call Report).
OMB Control Number: 3064–0052
Notice
Comment Period End: August 12, 2016		 PDF N/A
07/11/16 Agency Information Collection Activities: Proposed Collection Reinstatement and Renewal; Comment Request
Notification of Performance of Bank Services.
OMB Control Number: 3064–0029
Notice
Comment Period End: September 9, 2016		 PDF N/A
07/05/16 FDIC Advisory Committee on Community Banking
Notice of Meeting
Notice 		PDF N/A
07/05/16 Proposed Agency Information Collection Activities: Comment Request
Market Risk Regulatory Report for Institutions Subject to the Market Risk Capital Rule.
OMB Control Number: 3064–0199
Notice
Comment Period End: September 6, 2016		 PDF N/A
06/29/16 Agency Information Collection Activities: Proposed Collection Renewals; Comment Request
  • Securities of Insured Nonmember Banks and State Savings Associations. OMB Number: 3064–0030
  • Activities and Investments of Savings Associations. OMB Number: 3064–0104
  • Forms Relating to FDIC Outside Counsel Legal Support and Expert Services Programs. OMB Number: 3064–0122
Notice
Comment Period End: August 29, 2016		 PDF N/A
06/29/16 Rules of Practice and Procedure
12 CFR Parts 308 and 327 RIN 3064–AE43
Interim Final Rule
Effective Date: August 1, 2016
Comment Period End: September 1, 2016		 PDF Read Comments
06/28/16 Alternatives to References to Credit Ratings With Respect to Permissible Activities for Foreign Branches of Insured State Nonmember Banks and Pledge of Assets by Insured Domestic Branches of Foreign Banks
12 CFR Part 347 RIN 3064–AE36
Proposed Rule
Comment Period End: August 29, 2016		 PDF Read Comments
06/27/16 Treatment of Financial Assets Transferred in Connection With a Securitization or Participation
12 CFR Part 360 RIN 3064–AE38
Final Rule
Effective Date: July 27, 2016		 PDF N/A
06/27/16 Record Retention Requirements
12 CFR Part 380 RIN 3064–AE25
Final Rule
Effective Date: July 27, 2016		 PDF N/A
06/15/16 Agency Information Collection Activities: Submission for OMB Review; Comment Request
  • Charter and Federal Deposit Insurance Application. OMB Number: 3064–0001
  • Interagency Guidance on Funding and Liquidity Risk Management. OMB Number: 3064–0174
  • Appraisals for Higher-Priced Mortgage Loans. OMB Number: 3064–0188
  • Interagency Guidance on Leveraged Lending. OMB Number: 3064–0191
Notice
Comment Period End: July 15, 2016		 PDF N/A
06/10/16 Incentive-Based Compensation Arrangements
12 CFR Part 372 RIN 3064–AD86
Proposed Rule
Comment Period End: July 22, 2016		 PDF Read Comments
06/10/16 Agency Information Collection Activities: Proposed Collection; Comment Request
Uniform Interagency Transfer Agent Registration and Amendment Form.
OMB Control Number: 3064–0026
Notice
Comment Period End: August 9, 2016		 PDF N/A
06/06/16 Agency Information Collection Activities; Proposals, Submissions, and Approvals; Comment Request
Qualifications for Failed Bank Acquisitions.
OMB Control Number: 3064–0169
Notice
Comment Period End: July 6, 2016		 PDF N/A
06/01/16 Net Stable Funding Ratio: Liquidity Risk Measurement Standards and Disclosure Requirements
12 CFR Part 329 RIN 3064–AE44
Proposed Rule
Comment Period End: August 5, 2016		 PDF Read Comments
05/24/16 Agency Information Collection Activities: Proposed Collection Renewals; Comment Request
  • Application for a Bank to Establish a Branch or Move its Main Office. OMB Number: 3064–0070
  • Application for Consent to Reduce or Retire Capital. OMB Number: 3064–0079
  • Appraisals Standard. OMB Number: 3064–0103
  • CRA Sunshine. OMB Number: 3064–0139
  • Asset Sales Forms. OMB Number: 3064–0192
Notice
Comment Period End: July 25, 2016		 PDF N/A
05/20/16 Assessments
12 CFR Part 327 RIN 3064–AE37
Final Rule
Effective Date: July 1, 2016		 PDF N/A
05/10/16 FDIC Advisory Committee on Economic Inclusion (ComE-IN); Notice of Meeting
Notice 		PDF N/A
05/06/16 Registration of Securities Transfer Agents
12 CFR Part 341 RIN 3064–AE41
Final Rule
Effective Date: July 1, 2016		 PDF N/A
04/27/16

04/18/16		 Correction - PDF

Proposed Agency Information Collection Activities; Comment Request
Form Number: FFIEC 101
OMB Control Number: 3064–0159
Notice
Comment Period End: June 27, 2016		 PDF N/A
04/15/16




07/15/15 		Correcting amendment - PDF
Effective Date: April 15, 2016

TO:

Regulatory Capital Rules: Regulatory Capital, Final Revisions Applicable to Banking Organizations Subject to the Advanced Approaches Risk-Based Capital Rule
12 CFR Part 324 RIN 3064–AE12
Final Rule
Effective Date: October 1, 2015




PDF		 N/A
04/14/16 Agency Information Collection Activities: Proposals, Submissions, and Approvals; Comment Request
  • Country Exposure Report and Country Exposure Information Report. Form Numbers: FFIEC 009 and FFIEC 009a
Notice
Comment Period End: June 13, 2016		 PDF Read Comments
04/06/16 Agency Information Collection Activities: Proposed Collection Renewals; Comment Request
  • Charter and Federal Deposit Insurance Application. OMB Number: 3064–0001,
  • Interagency Guidance on Funding and Liquidity Risk Management. OMB Number: 3064–0174
  • Appraisals for Higher-Priced Mortgage Loans. OMB Number: 3064–0188
  • Interagency Guidance on Leveraged Lending. OMB Number: 3064–0191
Notice
Comment Period End: June 6, 2016		 PDF N/A
04/01/16 Agency Information Collection Activities: Submission for OMB Review; Comment Request
Foreign Banks
OMB Control Number: 3064–0114
Notice
Comment Period End: May 2, 2016		 PDF N/A
03/30/16 FDIC Systemic Resolution Advisory Committee; Notice of open meeting
Notice
PDF N/A
03/25/16 Assessments
12 CFR Part 327 RIN 3064–AE40
Final Rule
Effective Date: July 1, 2016		 PDF N/A
03/24/16 Agency Information Collection Activities: Proposed Collection Renewal; Comment Request
Qualifications for Failed Bank Acquisitions
OMB Control Number: 3064–0169
Notice
Comment Period End: May 23, 2016		 PDF N/A
03/23/16 FDIC Advisory Committee on Community Banking
Notice of Meeting
Notice 		PDF N/A
03/02/16 Covered Broker-Dealer Provisions under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act
12 CFR Part 380; RIN 3064-ae39
Proposed Rule
Comment Period End: May 2, 2016		 PDF Read Comments
03/01/16 Agency Information Collection Activities: Submission for OMB Review; Comment Request
Annual Stress Test Reporting; Over $50 Billion Templates
OMB Control Number: 3064–0189

Templates for Annual Stress Test Reporting (Excel)

Notice
Comment Period End: March 31, 2016		 PDF N/A
02/29/16 Expanded Examination Cycle for Certain Small Insured Depository Institutions and U.S. Branches and Agencies of Foreign Banks
12 CFR Parts 337, 347, and 390 RIN 3064–AE42
Joint Interim Final Rule
Effective Date: February 29, 2016
Comment Period End: April 29, 2016		 PDF Read Comments
05/26/16

02/26/16		 Extension of Comment Period - PDF

Recordkeeping for Timely Deposit Insurance Determination
12 CFR Part 370 RIN 3064–AE33
Proposed Rule
FDIC Large Bank Deposit Insurance Determination Cost Estimation Methodology - PDF
Comment Period End: June 27, 2016		 PDF Read Comments
02/25/16 Agency Information Collection Activities: Information Collection Renewal; Submission for OMB Review; Interagency Appraisal Complaint Form
Notice
Comment Period End: March 28, 2016		 PDF Read Comments
02/24/16 Agency Information Collection Activities: Submission for OMB Review; Comment Request
  • Home Mortgage Disclosure Act. OMB Number: 3064–0046
  • External Audits. OMB Number: 3064–0113
  • Market Risk Capital Requirements. OMB Number: 3064–0178
Notice
Comment Period End: March 25, 2016		 PDF N/A
02/22/16 Agency Information Collection Activities: Submission for OMB Review; Comment Request
Annual Stress Test Reporting; $10-$50 Billion Templates OMB Control Number: 3064–0187
Notice
Comment Period End: March 23, 2016		 PDF N/A
02/05/16 Agency Information Collection Activities: Submission for OMB Review; Comment Request
Re FDIC Small Business Lending Survey
New Collection
Notice
Small Business Lending Survey - PDF
Comment Period End: March 7, 2016		 PDF Read Comments
02/05/16




07/21/15 		Correcting amendment - PDF
Effective Date: February 5, 2016

TO:

Loans in Areas Having Special Flood Hazards
12 CFR Part 339 RIN 3064–AE27
Final Rule
Effective Dates:
  • October 1, 2015 for amendatory instructions 1, 6, 7, 8, 10, 15, 16, 21 and 22
  • January 1, 2016 for amendatory instructions 2, 3, 4, 5, 9, 11, 12, 13, 14, 17, 18, 19, 20, 23, 24, 25, and 26
 PDF Read Comments
02/04/16 Assessments
12 CFR Part 327 RIN 3064–AE37
Proposed Rule
Comment Period End: March 7, 2016		 PDF Read Comments
01/14/16



12/23/15 		Correction - PDF

TO:

Regulatory Publication and Review Under the Economic Growth and Regulatory Paperwork Reduction Act of 1996
12 CFR Chapter III
Proposed Rule
Comment Period End: March 22, 2016
FDIC EGRPRA Web Site		 PDF Read Comments
01/05/16 Agency Information Collection Activities; Proposed Collection Renewal; Comment Request
Foreign Banks
OMB Control Number: 3064–0114
Notice
Comment Period End: March 7, 2016		 PDF N/A
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