Skip Header
U.S. flag

An official website of the United States government

Laws & Regulations

Federal Register Publications

Last Updated: May 17, 2021
Share on X

2018 Publications

2018 Publications

2018 Proposed Rules

2018 Final Rules

2018 Notices

2018 Statements of Policy



Notice to Those Submitting Comments

Please note that all comments, in whatever form submitted (via this website, by email or in paper form) will be made publicly available on this website.

Comments are not edited for public viewing but are reproduced exactly as submitted, except when alteration is necessary for technical reasons.

The names and addresses of commenters are included with all comments made available for public viewing.


PDF Help - Information on downloading and using the PDF reader.

FR
Date 		FDIC Federal Register Publications Read Publication Submit / Read Comments
12/28/18 Company-Run Stress Testing Requirements for FDIC-Supervised State Nonmember Banks and State Savings Associations
12 CFR Part 325 RIN 3064–AE84
Notice of Proposed Rulemaking
Comment Period End: February 19, 2019		 PDF Read Comments
12/28/18 Expanded Examination Cycle for Certain Small Insured Depository Institutions and U.S. Branches and Agencies of Foreign Banks
12 CFR Part 337 and 347 RIN 3064–AE76
Joint Final Rule
Effective Date: January 28, 2019 		PDF N/A
12/27/18 Community Reinvestment Act Regulations
12 CFR Part 345 RIN 3064–AE97
Joint Final Rule
Effective Date: January 1, 2019		 PDF N/A
12/21/18 Proposed Changes to Applicability Thresholds for Regulatory Capital and Liquidity Requirements
12 CFR Part 324 and 329 RIN 3064–AE96
Notice of Proposed Rulemaking
Comment Period End: January 22, 2019		 PDF Read Comments
02/26/19

12/17/18		 Extension of Comment Period - PDF

Standardized Approach for Calculating the Exposure Amount of Derivative Contracts
12 CFR Part 324 RIN 3064–AE80
Notice of Proposed Rulemaking
Comment Period End: March 18, 2019		 PDF Read Comments
02/13/19

12/12/18		 Extension of Comment Period - PDF

Request for Information on the FDIC’s Deposit Insurance Application Process
RIN 3064–ZA03
Notice and request for Information
Comment Period End: March 31, 2019		 PDF Read Comments
12/10/18 Agency Information Collection Activities: Proposed Collection Renewal; Comment Request
Procedures for Monitoring Bank Protection Act Compliance
OMB Number: 3064–0095
Notice
Comment Period End: February 8, 2019		 PDF N/A
12/07/18 Real Estate Appraisals
12 CFR Part 323 RIN 3064–AE87
Notice of Proposed Rulemaking
Comment Period End: February 5, 2019		 PDF Read Comments
11/28/18 Rules of Practice and Procedure
12 CFR Parts 308 and 327 RIN 3064–AE75
Final Rule
Effective Date: January 15, 2019		 PDF N/A
11/27/18 Agency Information Collection Activities: Proposed Collection Renewal; Comment Request
Furnisher Information Accuracy and Integrity (FACTA 312)
OMB Number: 3064–0161
Notice
Comment Period End: January 28, 2019		 PDF N/A
11/26/18 Transferred OTS Regulations Regarding Fiduciary Powers of State Savings Associations and Consent Requirements for the Exercise of Trust Powers
12 CFR Parts 303, 333, and 390 RIN 3064–AE23
Final Rule
Effective Date: January 1, 2019		 PDF N/A
11/23/18 Agency Information Collection Activities: Proposed Collection Renewal; Comment Request
  • Multi-to-Stock Conversion of State Savings Bank
    OMB Number: 3064–0117
  • Notice Regarding Unauthorized Access to Customer Information
    OMB Number: 3064–0145
  • Notice Regarding Unauthorized Access to Customer Information
    OMB Number: 3064–0152
Notice
Comment Period End: January 22, 2019		 PDF N/A
11/23/18 Agency Information Collection Activities: Submission for OMB Review; Comment Request
Acquisition Services Information Requirements
OMB Number: 3064–0072
Notice
Comment Period End: December 24, 2018		 PDF N/A
11/23/18 Agency Information Collection Activities: Proposed Collection Renewal; Comment Request
Notices Required of Government Securities Dealers or Brokers
OMB Number: 3064–0093
Notice
Comment Period End: January 22, 2019		 PDF N/A
11/21/18 FDIC Systemic Resolution Advisory Committee; Notice of open meeting.
Notice
 PDF N/A
11/20/18 Request for Information on Small-Dollar Lending
RIN 3064–ZA04
Notice and request for Information
Comment Period End: January 22, 2019		 PDF Read Comments
11/19/18 Reduced Reporting for Covered Depository Institutions
12 CFR Part 304 RIN 3064–AE82
Notice of Proposed Rulemaking
Comment Period End: January 18, 2019		 PDF Read Comments
11/06/18 Agency Information Collection Activities: Proposed Revision of Information Collection; Comment Request
National Survey of Unbanked and Underbanked Households
OMB Number: 3064–0167

2019 Household Survey Questionnaire - PDF

Notice
Comment Period End: January 7, 2019		 PDF Read Comments
11/02/18 Agency Information Collection Activities: Proposed Collection Renewal;
Comment Request
  • Activities and Investments of Insured State Banks
    OMB Number: 3064–0111
  • Privacy of Consumer Information
    OMB Number: 3064–0136
  • Registration of Mortgage Loan Originators (SAFE Act)
    OMB Number: 3064–0171
Notice
Comment Period End: January 2, 2019		 PDF N/A
10/31/18 Agency Information Collection Activities: Submission for OMB Review; Comment Request
Notice Regarding Assessment Credits
OMB Number: 3064–0151

Notice
Comment Period End: November 30, 2018		 PDF N/A
10/30/18 Agency Information Collection Activities: Submission for OMB Review;
Comment Request
  • Certification of Compliance with Mandatory Bars to Employment
    OMB Number: 3064–0121
    Form Number: 2120/16
  • Purchaser Eligibility Certification
    OMB Number: 3064–0135
    Form Number: 7300-06
Notice
Comment Period End: November 29, 2018		 PDF N/A
10/29/18 Agency Information Collection Activities: Submission for OMB Review; Comment Request
Resolution Plans Required for Insured Depository Institutions With $50 Billion or More in Total Assets
OMB Number: 3064–0185

Notice
Comment Period End: November 28, 2018		 PDF N/A
10/25/18 Disclosure of Financial and Other Information by FDIC-Insured State Nonmember Banks
RIN 3064–AE65
Notice of Proposed Rulemaking
Comment Period End: November 26, 2018		 PDF Read Comments
10/10/18 FDIC Advisory Committee on Economic Inclusion (ComE-IN)
Notice of Meeting
Notice 		PDF N/A
10/10/18 Margin and Capital Requirements for Covered Swap Entities
12 CFR Part 349 RIN 3064–AE70
Final Rule
Effective Date: November 9, 2018		 PDF N/A
10/05/18 Request for Information on FDIC Communication and Transparency
RIN 3064–ZA02
Notice and Request for Information
Comment Period End: December 4, 2018		 PDF Read Comments
09/28/18 Proposed Agency Information Collection Activities; Comment Request
  • Consolidated Reports of Condition and Income (Call Report)
    OMB Number: 3064–0052
    Form Number: FFIEC 031, FFIEC 041, and FFIEC 051
  • Report of Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks; Report of Assets and Liabilities of a Non-U.S. Branch that is Managed or Controlled by a U.S. Branch or Agency of a Foreign (Non-U.S.) Bank
    OMB Number: 7100–0032
    Form Number: FFIEC 002 and FFIEC 002S
  • Foreign Branch Report of Condition
    OMB Number: 3064–0011
    Form Number: FFIEC 030 and FFIEC 030S
  • Risk-Based Capital Reporting for Institutions Subject to the Advanced Capital Adequacy Framework
    OMB Number: 3064–0159
    Form Number: FFIEC 101
Notice
Comment Period End: November 27, 2018		 PDF Read Comments
09/28/18 Regulatory Capital Treatment for High Volatility Commercial Real Estate (HVCRE) Exposures
12 CFR Part 324 RIN 3064–AE90
Notice of Proposed Rulemaking
Comment Period End: November 27, 2018		 PDF Read Comments
09/26/18 Limited Exception for a Capped Amount of Reciprocal Deposits From Treatment as Brokered Deposits
12 CFR Parts 327 and 337 RIN 3064–AE89
Notice of Proposed Rulemaking
Comment Period End: October 26, 2018		 PDF Read Comments
09/25/18 FDIC Advisory Committee on Community Banking
Notice of Meeting
Notice		 PDF N/A
09/17/18 Agency Information Collection Activities: Submission for OMB Review;
Comment Request
Recordkeeping and Confirmation Requirements for Securities Transactions.
OMB Number: 3064–0028

Notice
Comment Period End: October 17, 2018		 PDF N/A
08/31/18 Liquidity Coverage Ratio Rule: Treatment of Certain Municipal Obligations as High-Quality Liquid Assets
12 CFR Part 329 RIN 3064–AE77
Interim Final Rule
Effective Date: August 31, 2018
Comment Period End: October 1, 2018		 PDF Read Comments
08/29/18 Expanded Examination Cycle for Certain Small Insured Depository Institutions and U.S. Branches and Agencies of Foreign Banks
12 CFR Parts 337 and 347 RIN 3064–AE76
Joint Interim Final Rule
Effective Date: August 29, 2018
Comment Period End: October 29, 2018		 PDF Read Comments
08/20/18 Agency Information Collection Activities: Proposed Collection Renewal;
Comment Request
  • Certification of Compliance with Mandatory Bars to Employment
    OMB Number: 3064–0121
    Form Number: 2120/16
  • Purchaser Eligibility Certification
    OMB Number: 3064–0135
    Form Number: 7300–06
Notice
Comment Period End: October 19, 2018		 PDF N/A
08/16/18 Agency Information Collection Activities: Proposed Collection Renewal; Comment Request
Acquisition Services Information Requirements
OMB Number: 3064–0072
Notice
Comment Period End: October 15, 2018		 PDF N/A
08/14/18 Agency Information Collection Activities: Submission for OMB Review; Comment Request
Customer Assistance Forms
OMB Number: 3064–0134
Notice
Comment Period End: September 13, 2018		 PDF N/A
08/14/18 Agency Information Collection Activities: Proposed Collection Renewal; Comment Request
Minimum requirements for appraisal management companies
OMB Number: 3064–0195
Notice
Comment Period End: September 13, 2018		 PDF N/A
08/13/18 Agency Information Collection Activities: Submission for OMB Review
Comment Request
  • Interagency Supervisory Guidance for the Supervisory Review Process of Capital Adequacy (Pillar 2) Related to the Implementation of the Basel II Advanced Capital Framework.
    OMB Number: 3064–0165
  • Credit Risk Retention
    OMB Number: 3064–0183
  • Disclosure Requirements Associated with the Supplementary Leverage Ratio
    OMB Number: 3064–0196
Notice
Comment Period End: September 12, 2018		 PDF N/A
08/07/18 Agency Information Collection Activities: Proposed Collection Renewal; Comment Request
Notice Regarding Assessment Credits
OMB Number: 3064–0151
Notice
Comment Period End: October 9, 2018		 PDF N/A
08/03/18 Modifications to the Statement of Policy Pursuant to Section 19 of the Federal Deposit Insurance Act Concerning Participation in the Conduct of the Affairs of an Insured Institution by Persons Who Have Been Convicted of Crimes Involving Dishonesty, Breach of Trust or Money Laundering or Who Have Entered Pretrial Diversion Programs for Such Offenses
Statement of Policy
Applicable Date: July 19, 2018		 PDF N/A
08/03/18 Rules of Practice and Procedure
12 CFR Parts 308 and 327 RIN 3064–AE75
Notice of Proposed Rulemaking
Comment Period End: October 2, 2018		 PDF N/A
07/30/18 Agency Information Collection Activities: Proposed Collection Renewal; Comment Request
Resolution Plans Required for Insured Depository Institutions With $50 Billion or More in Total Assets
OMB Number: 3064–0185
Notice
Comment Period End: September 28, 2018		 PDF Read Comments
09/11/18

07/17/18		 Extension of Comment Period - PDF

Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
12 CFR Part 351 RIN 3064–AE67
Notice of Proposed Rulemaking
Comment Period End: October 17, 2018		 PDF Read Comments
07/16/18 Resolution Planning Guidance for Eight Large, Complex U.S. Banking Organizations
Proposed Guidance
Comment Period End: September 14, 2018		 PDF Read Comments
07/12/18 Agency Information Collection Activities: Submission for OMB Review;
Comment Request
  • Notice of Branch Closure
    OMB Number: 3064–0109
  • Notification of Change of Insured Status
    OMB Number: 3064–0124
  • Large Bank Deposit Insurance Program
    OMB Number: 3064–0162
Notice
Comment Period End: August 13, 2018		 PDF N/A
07/09/18 Agency Information Collection Activities: Submission for OMB Review;
Comment Request
Assessment Rate Adjustment Guidelines for Large and Highly Complex Institutions
OMB Control Number: 3064–0179

Notice
Comment Period End: August 8, 2018		 PDF N/A
06/26/18 FDIC Advisory Committee on Community Banking
Notice of Meeting
Notice		 PDF N/A
06/12/18 Policy Statement on Interagency Notification of Formal Enforcement Actions
Statement of Policy
Applicable Date: June 12, 2018		 PDF N/A
06/07/18 Securities Transaction Settlement Cycle
12 CFR Part 344 RIN 3064–AE64
Final Rule
Effective Date: October 1, 2018		 PDF N/A
05/25/18 Agency Information Collection Activities: Proposed Collection Renewal;
Comment Request
  • Interagency Supervisory Guidance for the Supervisory Review Process of Capital Adequacy (Pillar 2) Related to the Implementation of the Basel II Advanced Capital Framework
    OMB Number: 3064–0165
  • Credit Risk Retention
    OMB Number: 3064–0183
  • Disclosure Requirements Associated with the Supplementary Leverage Ratio
    OMB Number: 3064–0196
Notice
Comment Period End: July 24, 2018		 PDF N/A
05/24/18 Agency Information Collection Activities: Proposed Collection Renewal;
Comment Request
Customer Assistance Forms.
OMB Number: 3064–0134
Form Number: FDIC 6422/04–Customer Assistance Form; FDIC 6422/11–Business Assistance Form; FDIC 6422/15–FDIC Deposit Insurance Form

Notice
Comment Period End: July 23, 2018		 PDF N/A
05/24/18 Agency Information Collection Activities: Proposed Collection Renewal;
Comment Request
Recordkeeping and Confirmation Requirements for Securities Transactions.
OMB Number: 3064–0028

Notice
Comment Period End: July 23, 2018		 PDF N/A
05/14/18 Regulatory Capital Rules: Implementation and Transition of the Current Expected Credit Losses Methodology for Allowances and Related Adjustments to the Regulatory Capital Rules and Conforming Amendments to Other Regulations
12 CFR Parts 324, 325, 327, 347, and 390 RIN 3064–AE74
Notice of Proposed Rulemaking
Comment Period End: July 13, 2018		 PDF Read Comments
05/11/18 Agency Information Collection Activities: Proposed Collection Renewal;
Comment Request
Notice
Comment Period End: June 11, 2018		 PDF N/A
05/02/18 Agency Information Collection Activities: Proposed Collection Renewal;
Comment Request
Notification of Change of Insured Status.
OMB Number: 3064–0124

Notice
Comment Period End: July 2, 2018		 PDF N/A
05/02/18 Agency Information Collection Activities: Proposed Collection Renewal;
Comment Request
Minimum requirements for appraisal management companies.
OMB Number: 3064–0195

Notice
Comment Period End: July 2, 2018		 PDF Read Comments
04/30/18 Agency Information Collection Activities: Proposed Collection Renewal;
Comment Request
Notice of Branch Closure.
OMB Number: 3064–0109

Notice
Comment Period End: June 29, 2018		 PDF N/A
04/27/18 Agency Information Collection Activities: Proposed Collection Renewal;
Comment Request
Large Bank Deposit Insurance Program.
OMB Number: 3064–0162

Notice
Comment Period End: June 26, 2018		 PDF N/A
04/24/18 Regulatory Capital Rules: Removal of Certain Capital Rules That Are No Longer Effective Following the Implementation of the Revised Capital Rules
12 CFR Parts 303, 308, 324, 325, 327, 333, 337, 347, 349, 360, 362, 363, 364, 365, and 390 RIN 3064–AE51
Final Rule
Effective Date: April 24, 2018		 PDF N/A
04/23/18
 Regulatory Capital Rules: Regulatory Capital, Final Revisions Applicable to Banking Organizations Subject to the Advanced Approaches Risk-Based Capital Rule
12 CFR Part 324 RIN 3064–AE12
Final Rule; Technical Amendment
Effective Date: April 23, 2018 		PDF N/A
04/13/18 Agency Information Collection Activities: Proposed Collection Renewal;
Comment Request
Assessment Rate Adjustment Guidelines for Large and Highly Complex Institutions.
OMB Number: 3064–0179

Notice
Comment Period End: June 12, 2018		 PDF N/A
04/11/18 Agency Information Collection Activities: Submission for OMB Review; Joint Comment Request
Consolidated Reports of Condition and Income (Call Report)
Form Numbers: FFIEC 031, FFIEC 041 and FFIEC 051
OMB Control Number: 3064–0052

Notice
Comment Period End: May 11, 2018		 PDF Read Comments
04/10/18




11/24/17		 Correction - PDF
 Effective Date: April 10, 2018

TO:

Community Reinvestment Act Regulations
12 CFR Part 345 RIN 3064–AE58
Joint Final Rule
Effective Date: January 1, 2018




PDF		 N/A
04/10/18 Transferred OTS Regulations Regarding Fiduciary Powers of State Savings Associations and Consent Requirements for the Exercise of Trust Powers
12 CFR Parts 303, 333, and 390 RIN 3064–AE23
Notice of Proposed Rulemaking
Comment Period End: June 11, 2018		 PDF N/A
04/09/18 Real Estate Appraisals
12 CFR Part 323 RIN 3064 AE–56
Final Rule
Effective Date: April 9, 2018		 PDF N/A
04/05/18 Assessment Regulations
12 CFR Part 327
Final Rule
Effective Date: April 5, 2018		 PDF N/A
04/02/18 Removal of Transferred OTS Regulations Regarding Consumer Protection in Sales of Insurance
12 CFR Parts 343 and 390 RIN 3064–AE49
Final Rule
Effective Date: May 2, 2018		 PDF N/A
04/02/18 Removal of Transferred OTS Regulations Regarding Minimum Security Procedures Amendments to FDIC Regulations
12 CFR Parts 326 and 391 RIN 3064–AE47
Final Rule
Effective Date: May 2, 2018		 PDF N/A
04/02/18 Annual Stress Tests–Applicability Transition for Covered Banks with 50 Billion Dollars or More in Assets; Technical and Conforming Changes
12 CFR Part 325 RIN 3064–AE73
Proposed Rule
Comment Period End: June 1, 2018		 PDF N/A
03/21/18 Agency Information Collection Activities: Submission for OMB Review;
Comment Request
  • Prompt Corrective Action
    OMB Number: 3064–0115
  • Liquidity Coverage Ratio: Liquidity Risk Measurement, Standards,
    and Monitoring (LCR)
    OMB Number: 3064–0197
Notice
Comment Period End: May 21, 2018		 PDF N/A
03/14/18 Agency Information Collection Activities: Submission for OMB Review;
Comment Request
Account Based Disclosures in Connection with Consumer Financial Protection Bureau Regulations E and DD and Federal Reserve Regulation CC.
OMB Number: 3064–0084

Notice
Comment Period End: April 13, 2018		 PDF N/A
03/13/18 Agency Information Collection Activities: Submission for OMB Review;
Comment Request
  • Uniform Application and Termination Notice for Municipal Securities Principal or Representative Associated with a Bank Municipal Securities Dealer
    OMB Number: 3064–0022
    Form Number: MSD–4 and MSD–5
  • Request for Deregistration for Registered Transfer Agents
    OMB Number: 3064–0027
    Form Number: 6342/12
Notice
Comment Period End: April 12, 2018		 PDF N/A
03/05/18 Alternatives to References to Credit Ratings With Respect to Permissible Activities for Foreign Branches of Insured State Nonmember Banks and Pledge of Assets by Insured Domestic Branches of Foreign Banks
12 CFR Part 347 RIN 3064–AE36
Final Rule
Effective Date: April 1, 2018		 PDF N/A
03/01/18 Agency Information Collection Activities: Proposed Collection Revisions;
Comment Request
Notice
Comment Period End: April 30, 2018		 PDF N/A
02/23/18 Agency Information Collection Activities: Submission for OMB Review; Joint Comment Request
Annual Dodd-Frank Act Company-Run Stress Test Report for Depository Institutions and Holding Companies with $10-$50 Billion in Total Consolidated Assets
Form Number: FFIEC 016
OMB Control Number: 3064–0187

Notice
Comment Period End: March 26, 2018		 PDF N/A
02/21/18 Margin and Capital Requirements for Covered Swap Entities; Proposed Rule
12 CFR Part 349 RIN 3064–AE70
Notice of Proposed Rulemaking
Comment Period End: April 23, 2018		 PDF Read Comments
02/20/18 Agency Information Collection Activities: Submission for OMB Review;
Comment Request
Recordkeeping, Disclosure and Reporting Requirements in Connection with Regulation Z. OMB Number: 3064–0082

Notice
Comment Period End: March 22, 2018		 PDF N/A
02/16/18 Agency Information Collection Activities: Submission for OMB Review;
Comment Request
Conservator or Receiver of Financial Assets Transferred by an Insured Depository Institution in Connection With a Securitization or Participation After
September 30, 2010. OMB Number: 3064–0177

Notice
Comment Period End: March 19, 2018		 PDF N/A
01/26/18 Joint Report: Differences in Accounting and Capital Standards Among the Federal Banking Agencies as of September 30, 2017; Report to Congressional Committees
Notice
PDF N/A
01/12/18 Rules of Practice and Procedure
12 CFR Part 308 RIN 3064–AE71
Final Rule
Effective Date: January 15, 2018		 PDF N/A
01/08/18 Agency Information Collection Activities: Submission for OMB Review; Joint Comment Request
Consolidated Reports of Condition and Income (Call Report)
Form Numbers: FFIEC 031, FFIEC 041 and FFIEC 051
OMB Control Number: 3064–0052

Notice
Comment Period End: February 7, 2018		 PDF N/A
01/08/18 Proposed Statement of Policy for Participation in the Conduct of the Affairs of an Insured Depository Institution by Persons Who Have Been Convicted or Have Entered a Pretrial Diversion or Similar Program for Certain Offenses Pursuant to Section 19 of the Federal Deposit Insurance Act
Application Pursuant to Section 19 of the Federal Deposit Insurance Act
OMB Number: 3064–0018

Notice
Comment Period End: March 9, 2018		 PDF Read Comments
Back to the Top