Form letter from Americans for Financial Reform - PDF (603 received) |
Form letter - PDF (15,845 received) |
01. Securities Industry and Financial Markets Association, Randolph Snook - PDF -- Supplement Comment - PDF |
02. Private Equity Growth Capital Council, Douglas Lowenstein - PDF |
03. Institute of International Bankers, New York, NY, Sarah Miller - PDF -- Draft Regulatory Language - PDF |
04. Financial Services Roundtable, Washington, DC, Richard Whiting - PDF |
05. Mike McKeever - PDF & Additional Comment - PDF |
06. Black Economic Council, Latino Business Chamber of Greater LA, and National Asian American Coalition - PDF |
07. Withdrawn |
08. Robert Ruthowski, Topeka, KS - PDF Supplement Comment - PDF |
09. Don Glickstein, Seattle, WA - PDF |
10. David McClean - PDF |
11. AlllianceBerstein, New York, NY, Peter Kraus - PDF |
12. Chris Barnard - PDF |
13. Alfred Brock, Wayne, MI - PDF |
14. Center for Capital Market Competitiveness of the U.S. Chamber of Commerce, Washington, DC, David Hirschmann - PDF |
15. Randel Pilo, Verona, WI - PDF |
16. U.S. House of Representatives, Anna Eshoo (14th District - California) - PDF |
17. Investment Industry Association of Canada, Toronto, Ontario, Ian Russell - PDF |
18. Canadian Bankers Association, Toronto, Ontario, Canada, Terry Campbell - PDF |
19. U.S. House of Representatives, Zoe Lofgren (16th District - California) - PDF |
20. U.S. House of Representatives, Michael Honda (15th District - California) - PDF |
21. Office of the Superintendent of Financial Institutions Canada (OSFI), Julie Dickson - PDF |
22. National Association of Securities Professionals, Orim Graves - PDF |
23. Ralph Saul, West Conshohocken, PA - PDF |
24. U.S. House of Representatives, David Schweikert (5th District - Arizona) - PDF |
25. Robert Welton - PDF |
26. Raymond James Tax Credits, St. Petersburg, FL - PDF |
27. Japanese Bankers Assocation - PDF |
28. Wellington Management Co, Boston, MA, Perry Tranquina - PDF |
29. U.S. Senate, Kay Hagan, North Carolina - PDF |
30. Darrell Duffie, Stanford University, Palo Alto, CA - PDF |
31. Center for Capital Marklets Competitiveness, Washington, DC, Tom Quaadman - PDF |
32. The Bank of Montreal and four other Canadian banks - PDF |
33. Standish Mellon Asset Management, Boston, MA, Amy Koch - PDF |
34. Black Economic Council and others - PDF |
35. Renaissance Venture Capital Fund, Ann Arbor, MI, Christopher Rizik - PDF |
36. American Council of Life Insurers, Washington, DC, Julie Spiezio - PDF |
37. U.S. Senate, Kirsten Gillibrand (New York) - PDF |
38. The Norinchukin Bank, Tokyo, Japan - PDF |
39. Income Research & Management, Boston, MA, William O'Malley - PDF |
40. The Real Estate Roundtable, Washington, DC, Jeffrey DeBoer - PDF |
41. Citigroup Global Markets, Howard Marsh - PDF |
42. U.S. Congress - signed by 17 members - PDF |
43. Information Technology and Innovation Foundation (ITIF), Washington, DC, Robert Atkinson - PDF |
44. Eric Benhamou - PDF |
45. U.S. House of Representatives, Jackie Speier (12th District - California) - PDF |
46. Municipal Securities Rulemaking Board, Alexandria, VA, Alan Polsky - PDF |
47. Ontario Financing Authority, Toronto, ON, Canada, Gadi Mayman - PDF |
48. WEDBUSH, Inc, Los Angeles, CA, Eric Webush - PDF |
49. Committee of Annuity Insurers - PDF |
50. National Venture Capital Association, Mark Heesen - PDF |
51. The Financial Services Roundtable, Richard Whiting - PDF |
52. Lynda Aiman-Smith, Silver City, NM - PDF |
53. BBVA Compass Consulting and Benefits, Inc., Houston, TX, Chuck Bracht - PDF |
54. Northwestern Mutual Financial Network, Lawrence, KS, Joe Jones - PDF |
55. Sofinnova Ventures, Menlo Park, CA, Hooman Shahlavi -PDF |
56. Canaan Partners, Menlo Park, CA, Deepak Kamra -PDF (2) |
57. G2 FinTech, George Michaels - PDF |
58. Sheila Waddell - PDF |
59. DBS Bank Ltd, Oversea-Chinese Banking Corporation, United Overseas Bank Limited, and the Association of Banks in Singapore - PDF |
60. Clark Consulting, Greensboro, NC, Kurt Laning - PDF |
61. Mohr Davidow, Menlo Park, CA, Joshua Green - PDF |
62. WR Hambrecht + Co, San Francisco, CA, William Hambrecht - PDF |
63. Withdrawn |
64. Malayan Banking Berhad and The Association of Banks in Malaysia, Chuah Mei Lin - PDF |
65. Conference of State Bank Supervisors, Washington, DC, John Ryan - PDF |
66. MetLife, Morristown, NJ, Jonathan Rosenthal - PDF |
67. Association of Global Custodians, Dan Schneider - PDF |
68. The Westly Group, Menlo Park, CA, Steve Westly - PDF |
69. Association for Advance Life Underwriting, David Stertzer - PDF |
70. River Cities Capital, Cincinnati, OH, Dan Fleming - PDF |
71. Mutual of Omaha, Omaha, NE, David Diamond - PDF |
72. Lord, Abbett & Co, Jersey City, NJ, Zane Brown - PDF |
73. Thomas Keenan, Coeur d'Alene, ID - PDF |
74. Kim Christensen, Bronxville, NY - PDF |
75. David Herrngton, Syracuse, NY - PDF |
76. Bangkok Bank Public Co, Krung Thai Bank Public Co, Kasikornbank Public Co, and Thai Bankers Association - PDF |
77. Association of German Banks, Berlin. Germany - PDF |
78. Scale Venture Partners, Foster City, CA, Kate Michell & Sharon Weinbar - PDF |
79. Cadwalader, Wickerham & Taft - PDF |
80. American Express Company, Juliana O'Reilly - PDF |
81. Partners for Growth Managers, Andrew Kahn & Donald Campbell - PDF |
82. Wisconsin Bankers Association, Rose Oswald Poels - PDF |
83. NYSE Euronext, Janet McGinness - PDF |
84. California Public Employees Retirement System, Sacramento, CA, Janine Guillot - PDF |
85. Nationwide Mutual Insurance Company, Mark Thresher - PDF |
86. Connecticut Housing Finance Authority, Susan Whetstone - PDF |
87. M&T Bank Corporation, Buffalo, NY, Douglas Sheline - PDF |
88. Institute of International Finance, Washington, DC - PDF |
89. Property Casualty Insurers Association of America, James Olsen - PDF |
90. National Association of Insurance Commissioners, Kevin McCarty & Therese Vaughan - PDF |
91. Ashurst, Washington, DC - PDF |
92. M Benefit Solutions, Portland, OR, Donald Friedman - PDF |
93. Nuveen Asset Management, Cadmus Hicks - PDF |
94. Skandinaviska Enskilda Banken, Stockolm, Magnus Carlsson - PDF |
95. International Centre for Financial Regulation, Barbara Rodpath & John Andrews - PDF |
96. Committee on Investment of Employee Benefit Assets - PDF |
97. U.S. Bank - PDF |
98. Province of British Columbia, Kevin Falcon - PDF |
99. National Association of Mutual Insurance Companies, Washington, DC - PDF |
100. Columbia Management Investment Advisers, William Truscott - PDF |
101. Gold Hill Capital, San Jose, CA, David Fischer - PDF |
102. European Fund & Asset Management Association, Peter De Proft - PDF |
103. Susan Almy, New Hampshire - PDF |
104. Securities Industry & Financial Markets Association, New York, NY, David Cohen - PDF |
105. Securities Industry & Financial Markets Association, Richard Dorfman & Christopher Killian - PDF |
106. Investment Management Association, London, UK, Christiane Valansot - PDF |
107. International Regulatory Strategy Group, London, UK - PDF |
108. Securities Industry & Financial Markets Association, American Bankers Association, Financial Services Roundtable, & Clearing House Association - PDF |
109. European Banking Federation, Guido Ravoet - PDF |
110. Securities Industry & Financial Markets Association - PDF |
111. Securities Industry & Financial Markets Association, American Bankers Association, Financial Services Roundtable, & Clearing House Association - PDF & Supplement Comment - PDF |
112. U.S. Chamber of Commerce, David Hirschmann - PDF |
113. Minister of Finance, Ottawa, Canada, James Flaherty - PDF |
114. BVI Bundesverband Investment und Asset Management, Frankfort, Germany - PDF |
115. Bank of Canada, Mark Carney - PDF |
116. French Banking Federation, Paris, France, Pierre de Lauzun - PDF |
117. Societe Generale, Laura Schisgall & Jason Hoberman - PDF |
118. Association Francasie des Prefessionnels des Titres, Marcel Rencin - PDF |
119. Paul Volcker, New York, NY - PDF |
120. Deutsche Bundesbank & Bundesanstalt fur Finanzdienstleistungsaufsicht - PDF |
121. Electric Reliability Council of Texas, Bill Magness - PDF |
122. Association Francaise de la Gestion financiere, Pierre Bollon - PDF |
123. John Reed, New York, NY - PDF |
124. British Bankers' Association, Angela Knight - PDF |
125. City of New York, Office of Management & Budget, New York, NY - PDF |
126. UK Regulated Covered Bond Council, London, UK, Chris Fielding - PDF |
127. Occupy SEC - PDF Form letter – joining Occupy SEC - PDF (1173 received) |
128. HSBC Life (International), Hong Kong, Paul Beresford - PDF |
129. International Council of Securities Associations, Kun Ho Hwang & Duncan Fairweather - PDF |
130. F&C Management, Philippa Hall - PDF |
131. HSBC Bank USA, NA, New York, NY, Stuart Alderoty - PDF |
132. Northern Trust, Chicago, IL - PDF |
133. Public Affairs Executive of the European Private Equity & Venture Capital Industry, Brussels, Belgium - PDF |
134. PNC Financial Services Group, Pittsburgh, PA, E. William Parsley - PDF |
135. The Clearing House Association & ABA Securities Association - PDF |
136. The Clearing House Association, Daniel McCardell - PDF |
137. Association for Financial Markets in Europe, Asia Securities Industry & Financial Markets Association, and others - PDF |
138. National Trust for Historic Preservation & Historic Tax Credit Coalition - PDF |
139. Shadow Financial Regulatory Committee - PDF |
140. National Conference of State Legislatures - PDF |
141. Bank of New York Mellon Corp, Northern Trust Corp, and State Street Corp - PDF |
142. Bank of Montreal, The Bank of Nova Scotia, Canadian Imperial Bank of Commerce and others - PDF |
143. International Swaps & Derivatives Association, Washington, DC, Robert Pickel - PDF |
144. State Street Corp, Boston, MA, Stefan Gavell - PDF |
145. Lynn Stout, UCLA School of Law - PDF |
146. Paul Bellamy, Shaker Heights, OH - PDF |
147. General Electric & GE Capital Corp, Fairfield, CT - PDF, Supplement Comment - PDF |
148. Skadden, Arps, Slate, Meagher & Flom, Washington, DC, William Sweet, Jr - PDF |
149. Loan Syndications & Trading Association, New York, NY, R. Bram Smith - PDF |
150. Bond Dealers of America, Washington, DC, Mike Nicholas - PDF |
151. Credit Suisse Securities, Washington, DC - PDF & Second Comment - PDF |
152. Bessemer Group - PDF |
153. FTN Financial, Memphis, TN, Jim Vogel - PDF |
154. Small Business Investor Alliance, Washington, DC, Brett Palmer - PDF |
155. Risk Management Association, Philadelphia, PA, Christopher Kunkle and Michael McAuley - PDF |
156. JPMorgan Chase & Co., New York, NY, Barry Zubow - PDF |
157. Public Utility Commission of Texas, Austin, TX, Kenneth Anderson, Jr. - PDF |
158. Mizuho Corporate Bank, Limited, New York, NY, Angelo, Aldana - PDF |
159. Mitsubishi UFJ Financial Group, Inc., Tokyo, Japan, Nobuyuki Hirano - PDF |
160. Barclays Capital, Jerry del Missier - PDF |
161. American Council of Life Insurers, Washington, DC, Carl Wilkerson - PDF |
162. Investment Adviser Association, Washington, DC, Monique S. Botkin - PDF |
163. Western Asset Management Company, Pasadena, CA, Ryan Brist and Stephen Walsh - PDF |
164. Institute of International Bankers and European Banking Federation, Sarah Miller and Guido Ravoet - PDF |
165. Affordable Housing Investors Council, Irmo, SC, Julie Hertzog - PDF |
166. Deutsche Bank AG, Ernest Goodrich, Jr. and Salvatore Palazzolo - PDF -- Supplement Comment - PDF |
167. Wells Fargo & Company, San Francisco, CA, James Strother - PDF -- Supplement Comment - PDF |
168. American Securitization Forum, New York, NY, Tom Deutsch - PDF |
169. 16 Organizations representing states, counties, cities and other governmental entities and authorities that access the municipal bond market - PDF |
170. Committee on Investment of Employee Benefit Assets - PDF |
171. 16 Commenting Parties (dealers, asset managers, pension funds, hedge funds and other clients and customers of dealers) - PDF |
172. Independent Community Bankers of America, Washington, DC, Christopher Cole - PDF |
173. Federal Home Loan Banks - PDF |
174. Eaton Vance Corp., Boston, MA, Payson Swaffield - PDF |
175. 8 Regional Banking Organizations - PDF |
176. Lone Star Investment Advisors, Dallas, TX, Arthur Hollingsworth - PDF |
177. United Services Automobile Association, San Antonio, TX, Steven Bennett - PDF |
178. Allen & Overy LLP, New York, NY on behalf of a number of large internationally headquartered bank clients with US banking operations - PDF & Additional Comment - PDF |
179. Katten Muchin Rosenman LLP, New York, NY - PDF |
180. Public Citizen's Congress Watch, David Arkush and Bartlett Naylor - PDF |
181. Bank of America Corporation, Edward O'Keefe - PDF |
182. State Street Global Advisors, Boston, MA, Phillip Gillespie - PDF |
183. National Association of Industrial Bankers, American Financial Services Association, Nevada Bankers Association, and Utah Bankers Association - PDF |
184. Grosvenor Capital Management, L.P., Chicago, IL, Michael Sacks - PDF |
185. Bank owned life insurance - PDF (13 received) |
186. TCW Group, Inc., Los Angeles, CA, Michael Cahill and Sean Platter - PDF |
187. T. Rowe Price Associates, Inc., Baltimore, MD, David Oestreicher, Christine Morgan, and Jonathan Siegel - PDF |
188. Fixed Income Forum and Credit Roundtable - PDF |
189. Bank of Montreal, Bank of Nova Scotia, Canadian Imperial Bank of Commerce, Deutsche Bank AG, HSBC Global Asset Management, Royal Bank of Canada, Societe Generale, Standard Chartered Bank, The Toronto-Dominion Bank, and - PDF |
190. Wilmer Cutler Pickering, Hale and Dorr LLP, Washington, DC, Robert Kimmitt and Russell Bruemmer - PDF |
191. New York State Division of Budget, Albany, NY, Robert Megna - PDF |
192. Matthew Richardson, NYU Stern School of Business - PDF |
193. Banco de México, Agustin Guillermo Carstens Carstens - PDF |
194. Citigroup Inc., New York, NY, Brian Leach - PDF |
195. Goldman Sachs Group, Inc., New York, NY, John Rogers (Proprietary Trading Prohibition) - PDF & Additional Comment (Fund Restrictions) - PDF |
196. Robert Johnson, Roosevelt Institute and Joseph Stiglitz, Columbia University - PDF |
197. Bank of Montreal, Bank of Nova Scotia, Canadian Imperial Bank of Commerce, National Bank of Canada, Royal Bank of Canada, and Toronto-Dominion Bank - PDF |
198. Morgan Stanley, Colm Kelleher and Jim Rosenthal - PDF |
199. Metropolitan Transportation Authority, New York, NY, Patrick McCoy - PDF |
200. Canadian Bankers Association, Toronto, Ontario, Canada - PDF |
201. CME Group Inc., Chicago, IL, Craig Donohue - PDF |
202. Financial Services Roundtable, Washington, DC, Richard Whiting - PDF |
203. Comision Nacional Bancaria y de Valores (National Banking and Securities Commission), Mexico, Carlos Serrano - PDF |
204. Invesco Ltd., Atlanta, GA, Martin Flanagan - PDF |
205. Novogradac & Company LLP, Alpharetta, GA on behalf of New Markets Tax Credit Working Group - PDF |
206. Fidelity Investments, Boston, MA, Scott Goebel - PDF |
207. OptumHealth Bank, Salt Lake City, UT, Kelvin Anderson - PDF |
208. Australian Bankers' Association Inc., Sydney, Australia, Tony Burke - PDF |
209. Royal Bank of Canada, Mark Standish - PDF |
210. Andrea Psoras, New York, NY - PDF |
211. Capital Group Companies, Inc., Los Angeles, CA, Andrew Barth and Paul Haaga, Jr. - PDF |
212. Novogradac & Company LLP, San Francisco, CA on behalf of Low Income Housing Tax Credit Working Group - PDF |
213. State of Washington, Olympia, WA, James McIntire, Treasurer - PDF |
214. Australian Financial Markets Association, Sydney, Australia, David Love - PDF |
215. IHS Inc., Cambridge, MA - PDF |
216. Natixis Asset Management, Pascal Voisin - PDF |
217. Allen & Overy, New York, NY - PDF |
218. Renewable Energy Tax Credit Working Group, Boston, MA, Stephen Tracy & Tony Grappone - PDF |
219. Better Markets, Inc., Washington, DC, Dennis Kelleher - PDF |
220. Rhoda Schermer, Ridgewood, NJ - PDF |
221. Simon Johnson - PDF |
222. IntercontinentalExchange, Trabue Bland - PDF |
223. National Rural Electric Cooperative Association, Arlington, VA, Russ Wasson - PDF |
224. Anat Admaati & Paul Pfleiderer, Stanford University - PDF |
225. Financial Executives International, Committee on Corporate Treasury, Teri List-Stoll - PDF |
226. Katten, Muchin, Rosenman, New York, NY (on behalf of clients) - PDF |
227. Americans for Financial Reform, American Federation of Labor, & others - PDF |
228. U. S. Senate - Senator Jeff Merkley & Senator Carl Levin - PDF |
229. Abbott Laboratories and 23 U.S. corporations - PDF |
230. U. S. Senate - Senator Bob Corker (Tennessee) - PDF |
231. Finance Industry Council of Australia, Sydney, Australia- PDF |
232. Putnam Investments, Boston, MA,Robert Reynolds - PDF |
233. American Bankers Association Securities Association, Cecelia Calaby - PDF |
234. Small Business Investor Alliance, Brett Palmer - PDF |
235. Private Equity Growth Capital Council, Douglas Lowenstein - PDF |
236. American Bankers Association, Washington, DC, Frank Keating - PDF |
237. Committee on Capital Markets Regulation, Hal Scott - PDF |
238. American Bankers Association, Washington, DC, Wayne Abernathy - PDF |
239. Country Financial, Mutual of Omaha, Nationwide Mutual Insurance & others - PDF |
240. Commercial Real Estate Finance Council, Washington, DC, Stephen Renna - PDF |
241. Mid-size Bank Coalition of America, Los Angeles, CA, Russell Goldsmith - PDF |
242. American International Group & SunAmerica Life Insurance, Darren Trigonoplos & Christine Nixon - PDF |
243. Ken Taymor, Berkeley Center of Law, University of California at Berkeley - PDF |
244. ICI Global, London, UK, Dan Waters - PDF |
245. August Capital, Menlo Park, CA, Andy Rappaport - PDF |
246. Venrock, Palo Alto, CA - PDF |
247. NEA, Louis Citron - PDF |
248. SVB Financial Group, Mary Dent - PDF |
249. Association of Institutional Investors, John Gidman - PDF |
250. Investment Company Institute, Washington, DC - PDF |
251. Investment Funds Institute of Canada, Toronto, Canada, Joanne De Laurentiis - PDF |
252. SunTrust Banks, Atlanta, GA, Christine McGillis & David Bloom - PDF |
253. Liberty Global, Charlie Bracken - PDF |
254. National Australia Bank Limited, Stephen Tudjman - PDF |
255. Union Asset Management Holding AG, Hans Joachim Reinke & Andreas Zubrod - PDF |
256. Ministere des Finances, Quebec - PDF |
257. Blue Run Ventures - PDF (4) |
258. Sumitomo Trust & Banking Co, Bruce Ortwine - PDF |
259. National Association of Bond Lawyers, Kristin Franceschi - PDF |
260. Independent Bankers Association of Texas, Austin, TX, Christopher Williston - PDF |
261. Port Authority of New York and New Jersey, Patrick Foye - PDF |
262. Alternative Investment Management Association, London, UK, Jim Krol - PDF |
263. Security Traders Association of New York, Kimberly Unger - PDF |
264. Treasurer of North Carolina, Janet Cowell - PDF |
265. GW Financial, D. John Gagon - PDF |
266. U. S. Senate - Signed by six Senators - PDF |
267. UBS Americas, Stamford, CT, Robert McCann - PDF |
268. UBS Americas, Stamford, CT, Mark Shelton & Darryll Hendricks - PDF |
269. U. S. House of Representatives, Signed by 25 Members - PDF |
270. Hong Kong Investment Funds Association, Sally Wong - PDF |
271. U. S. Senate - Senator Barbara Boxer (California) - PDF |
272. W. Frankson, Brooklyn, NY - PDF |
273. European Council of Ministers, Margrethe Vestager - PDF |
274. Massachusetts Educational Financing Authority, Boston, MA, Thomas Graf - PDF |
275. U. S. Senate - Senator Michael Bennet (Colorado) - PDF |
276. U. S. House of Representatives, Bob Goodlatte (6th District - Virginia) - PDF |
277. Frazier Healthcare, Seattle, WA, Thomas Hodge - PDF |
278. Superintendencia Financier de Colombia, Juan Pablo Arango Arango - PDF |
279. State Secretary for International Financial Matters, Michael Ambuhl (submitted by the Embassy of Switzerland in the United States) - PDF |
280. U. S. House of Representatives, Steve Israel (Second District - New York) - PDF |
281. American Securitization Forum, New York, NY, Tom Deutsch - PDF |
282. U. S. Senate - Senator Robert Casey (Pennsylvania) - PDF |
283. U. S. House of Representatives, Barney Frank (4th District -Massachusetts) - PDF |
284. U. S. House of Representatives, Jim Hines (4th District - Connecticut) - PDF |
285. Bankers Association of the Republic of China, Susan Chang - PDF |
286. Treasury Markets Association, Hong Kong, Peter Chang - PDF |
287. Bond Dealers of America, Washington, DC, Mike Nicholas - PDF |
288. Peter Schwartz - PDF |
289. Edison Electric Institute, National Rural Electric Cooperative Association, Large Public Power Council and Electric Power Supply Association - PDF |
290. U. S. Senate - Sherrod Brown and Tom Harkin - PDF |
291. Stephen Roach, New Haven, CT - PDF |
292. Futures Industry Association, Washington, DC, Walter Lukken - PDF |
293. International Swaps and Derivatives Association, Inc., Washington, DC, Robert Pickel - PDF |
294. State Treasurer, Hartford, CT, Denise Nappier - PDF |
295. Securities Industry & Financial Markets Association, Richard Dorfman & Christopher Killian (Supplement) - PDF |
296. Loan Syndications and Trading Association, New York, NY, R. Bram Smith - PDF |
297. Center for Capital Markets Competitiveness, Washington, DC, Tom Quaadman - PDF |
298. American Securitization Forum, New York, NY, Tom Deutsch - PDF, Supplement Comment - PDF |
299. Withdrawn |
300. U. S. Senate - Jeff Merkley and Carl Levin - PDF |
301. Association of Institutional Investors, Washington, DC , John Gidman - PDF |
302. State Street Global Advisors, Boston, MA, Phillip Gillespie - PDF |
303. Center for Capital Markets Competitiveness, Washington, DC, Tom Quaadman - PDF |
304. U.S. Chamber of Commerce,, Washington, DC, R. Bruce Josten - PDF, Supplement Comment - PDF |
305. Americans for Financial Reform, Washington, DC, Marcus Stanley - PDF |
306. U.S. Congress, Spencer Bachus and Jeb Hensarling, House Financial Services Committee - PDF |
307. Better Markets, Washington, DC, Dennis M. Kelleher - PDF |
308. U.S. Chamber of Commerce, Washington, DC, Tom Quaadman - PDF |
309. Bipartisan Policy Center, Washington, DC, Aaron Klein - PDF |
310. Center for Capital Markets Competitiveness, Washington, DC, David Hirschmann - PDF |
311. Better Markets, Inc., Washington, DC, Dennis Kelleher - PDF |
312. Center for Capital Markets, David Hirschmann - PDF |
313. Securities Industry and Financial Markets Association, New York, NY, Robert Toomey - PDF |
314. Business Roundtable Financial Executives International National Association of Corporate Treasurers The Real Estate Roundtable U.S. Chamber of Commerce - PDF |
315. Jo-Ann Gumport - PDF |
Staff Meeting Disclosures |
01. Meeting with Barclays Capital - PDF |
02. Conference Call with National Asian American Coalition - PDF |
03. Meeting with Institute of International Bankers - PDF |
04. Meeting with BNY Mellon, State Street, and Northern Trust - PDF |
05. Meeting with Securities Industry and Financial Markets Association - PDF |
06. Meeting with Goldman Sachs & Co. - PDF |
07. Meeting with Americans for Financial Reform & Public Citizen - PDF |
08. Meeting with Bank of America - PDF |
09. Meeting with Investment Company Institute - PDF |
10. Meeting with Committee on Investment of Employee Benefit Assets - PDF |
11. Meeting with Professor Simon Johnson, MIT - PDF |
12. Conference Call with Canadian Securities Administrators - PDF |
13. Meeting with Securities Industry and Financial Markets Association - PDF |
14. Meeting with Financial Services Roundtable - PDF |
15. Meeting with Occupy the SEC - PDF |
16. Meeting with Chesapeake Energy Corporation and Gavilon, LLC - PDF |
17. Meeting with TIAA-CREF - PDF |
18. Meeting with Citigroup, RBS Global Banking and Markets, Bank of America, Deutsche Bank, Sidley Austin, and Financial Markets Association (SIFMA) - PDF |
19. Meeting with Better Markets - PDF |
20, Meeting with Australian Bankers - PDF |
21. Conference call with Credit Suisse - PDF |
22. Meeting with Regional Bankers - PDF |
23. Meeting with Custody Banks (BNY Mellon, Northern Trust, and State Street) - PDF |
24. Meeting with Custody Banks (American Bankers Association Center for Securities, Trust, & Investments, EnerBank USA, Silicon Valley Bank, and Union First Market Bank) - PDF |
25. Meeting with American Securitization Forum - PDF |
26. Meeting with Goldman Sachs & Co. - PDF |
27. Meeting with Nationwide Representatives - PDF |
28. Meeting with Andrew Green, Office of Senator Jeff Merkley - PDF |