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Bank Examinations

Appendix

PDF version of this article

FDIC Directors’ Resource Center

FDIC Directors’ Resource Center Home Page
https://www.fdic.gov/regulations/resources/index.html

Technical Assistance Video Program
https://www.fdic.gov/regulations/resources/director/video.html

Cyber Challenge, A Community Bank Cyber Exercise
https://www.fdic.gov/regulations/resources/director/technical/cyber/purpose.html

Regulatory Calendar
 

Regulatory Guidance: Risk Management Supervision
https://www.fdic.gov/regulations/resources/director/risk.html

Regulatory Guidance: Depositor and Consumer Protection
https://www.fdic.gov/regulations/resources/director/cc-cra.html

FDIC Guidance on Corporate Governance and Duties, Responsibilities, and Obligations of Bank Directors and Officers

Pocket Guide for Directors (1988)
https://www.fdic.gov/regulations/resources/director/pocket.html

Statement Concerning the Responsibilities of Bank Directors and Officers (1992)
https://www.fdic.gov/regulations/laws/rules/5000-3300.html

Corporate Codes of Conduct, Guidance on Implementing an Effective Ethics Program, (FIL-105-2005, October 21, 2005)
https://www.fdic.gov/news/news/financial/2005/fil10505a.html

Interagency Guidelines Establishing Standards for Safety and Soundness, Part 364 of the FDIC Rules and Regulations, Appendix A
https://www.fdic.gov/regulations/laws/rules/2000-8630.html

Management section of the FDIC Risk Management Manual of Examination Policies
https://www.fdic.gov/regulations/safety/manual/section4-1.pdf

Federal Financial Institutions Examination Council (FFIEC) Guidance

FFIEC Policy Statement on Uniform Financial Institutions Rating System
https://www.fdic.gov/regulations/laws/rules/5000-900.html

Business Continuity Planning Handbook
https://ithandbook.ffiec.gov/media/296178/ffiec_itbooklet_businesscontinuitymanagement_v3.pdf

Cybersecurity Assessment Tool
https://www.ffiec.gov/cybersecurity.htm

FFIEC Bank Secrecy Act/Anti-Money Laundering Infobase
https://bsaaml.ffiec.gov/

FFIEC Information Technology Infobase
http://ithandbook.ffiec.gov/it-booklets.aspx

Lessons Learned from Hurricane Katrina
https://www.ffiec.gov/katrina_lessons.htm
 

Other Useful Laws, Regulations, Guidance and Information

Section 19 of the Federal Deposit Insurance Act
https://www.fdic.gov/regulations/laws/rules/1000-2100.html

FDIC Statement of Policy for Section 19 of the FDI Act
https://www.fdic.gov/regulations/laws/rules/5000-1300.html

Section 32 of the Federal Deposit Insurance Act
https://www.fdic.gov/regulations/laws/rules/1000-3400.html

Interagency Advisory on Interest Rate Risk Management
https://www.fdic.gov/news/news/press/2010/pr1002.pdf

Interagency Policy Statement on the Allowance for Loan and Lease Losses
https://www.fdic.gov/news/news/financial/2006/fil06105a.pdf

Interagency Policy Statement on Funding and Liquidity Risk Management
http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6137.pdf

Joint Agency Policy Statement on Interest Rate Risk
https://www.fdic.gov/regulations/laws/rules/5000-4200.html

Interagency Policy Statement on the Internal Audit Function and its Outsourcing
https://www.fdic.gov/news/news/financial/2003/fil0321.html

Interagency Policy Statement on External Auditing Programs of Banks and Savings Associations
https://www.fdic.gov/regulations/laws/rules/5000-2400.html

Interagency Guidelines Establishing Information Security Standards
https://www.fdic.gov/regulations/laws/rules/2000-8660.html

Liquidity Risk Management
https://www.fdic.gov/news/inactive-financial-institution-letters/2008/fil08084a.html

Policy Statement on Allowance for Loan and Lease Losses Methodologies and Documentation for Banks and Savings Institutions
https://www.fdic.gov/regulations/laws/rules/5000-4650.html

Reminder on FDIC Examination Findings (FIL-13-2011 March 1, 2011)
https://www.fdic.gov/news/inactive-financial-institution-letters/2011/fil11013.pdf

Managing Sensitivity to Market Risk in a Challenging Interest Rate Environment
https://www.fdic.gov/news/news/financial/2013/fil13046.html

The Risk Management Examination and Your Community Bank
(FDIC Supervisory Insights, Summer 2012)
https:www.fdic.gov/regulations/examinations/supervisory/insights/sisum12/sisum12.pdf

Remarks by Martin J. Gruenberg, Chairman, Federal Deposit Insurance Corporation to The American Association of Bank Directors (May 12, 2015)
https://www.fdic.gov/news/news/speeches/archives/2015/spmay1315.html

Strategic Planning in an Evolving Earnings Environment
FDIC Supervisory Insights, Summer 2015)
https://www.fdic.gov/regulations/examinations/supervisory/insights/sisum15/sisum15.pdf

Alternatives to Consultants: Meeting Regulatory Expectations with Internal Resources
(FDIC Supervisory Insights, Summer 2014)
https://www.fdic.gov/regulations/examinations/supervisory/insights/sisum14/sisum14.pdf

Research Studies and Data

Enforcement Actions and Professional Liability Claims Against Institution Affiliated Parties and Individuals Associated with Failed Institutions
https://www.fdicoig.gov/sites/default/files/reports/2022-08/14-002EV.pdf

FDIC Community Banking Study (2012)
http://www.fdic.gov/regulations/resources/cbi/report/CBSI-1.pdf

FDIC Inspector General Material Loss Reviews
https://www.fdicoig.gov/reports/semiannual-reports/fdic-office-inspector-generals-semiannual-report-congress-april-1-2010

FDIC Office of Inspector General, Eval-13-001, Acquisition, Development, and Construction Loan Concentration Study, October 2012.
https://www.fdicoig.gov/sites/default/files/reports/2022-08/13-001EV.pdf

FDIC Bank Data Guide
https://www.fdic.gov/bank/statistical/guide

FDIC State Profiles
https://www.fdic.gov/bank/analytical/stateprofile/

Last Updated: April 12, 2023