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Federal Deposit
Insurance Corporation

Each depositor insured to at least $250,000 per insured bank

FDIC Federal Register Citations

FDIC Federal Register Citations


Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
12 CFR Part 351 RIN 3064–AE67

Notice PDF
Extension of Comment Period PDF

Comment Period End: October 17, 2018

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Submitted By
01. National Association of Federally-Insured Credit Unions (NAFCU), B. Dan Berger - PDF
02. Federated Investors, Inc., David P. Freeman, Jr. - PDF
03. Better Markets, Americans for Financial Reform, Public Citizen, and the Center for American Progress, et. al. - PDF
04. Member of Congress, Randy Hultgren - PDF
05. National Association of Federally-Insured Credit Unions (NAFCU), Andrew Morris - PDF
06. The Systematic Risk Council, Paul Tucker - PDF
07. United States Senate, Senators Merkley, Gillibrand, Warren, et al. - PDF
08. American Action Forum, Douglas Holts-Eakin, Thomas Wade - PDF
09. Lori G. Nuckolls, Esq. - PDF
10. BB&T Corporation, Clarke R. Starnes III - PDF
11. National Association of Federally-Insured Credit Unions (NAFCU), Carrie R. Hunt - PDF
12. Financial Services Agency Government of Japan, Bank of Japan, Ryozo Himino, Kimihiro Etoh - PDF
13. Center for American Progress, Gregg Gelzinis - PDF
14. Loan Syndications and Trading Association, Elliot Ganz - PDF
15. New York Community Bank, R. Patrick Quinn - PDF
16. Japanese Bankers Association - PDF
17. Occupy the SEC - PDF
18. Data Boiler Technologies, Kelvin To - PDF
19. Capital One Financial Corporation, CIT Group Inc., et. al. - PDF
20. Investment Adviser Association, Gail C. Bernstein - PDF
21. Elise J. Bean - PDF
22. Center for American Entrepreneurship, John R. Dearie - PDF
23. Public Citizen - PDF
24. Structured Finance Industry Group, Sairah Burki - PDF
25. Chatham Financial Corp. and 27 banks - PDF
26. The New England Council, James T. Brett - PDF
27. Committee on Capital Markets Regulation, John L. Thornton, Hal S. Scott, R. Glenn Hubbard - PDF
28. American Investment Council, Jason Mulvihill - PDF
29. State Street Corporation, Stefan M. Gavell - PDF
30. American Bankers Association, Timothy E. Keehan - PDF
31. Securities Industry and Financial Markets Association - PDF
32. Custody Banks, Eli K. Peterson, Dale K. Nichols, Stefan M. Gavell - PDF
33. KeyCorp and KeyBank, Mark W. Midkiff - PDF
34. National Venture Capital Association, Bobby Franklin - PDF
35. The Goldman Sachs Group, Inc., John F. W. Rogers - PDF
36. HSBC, Mark R. Hutchinson - PDF
37. BMO Financial Corp., Daniela O'Leary-Gill - PDF
38. Mortgage Bankers Association, Thomas T. Kim - PDF
39. International Swaps and Derivatives Association, Inc., Scott O 'Malia - PDF
40. Securities Industry and Financial Markets Association , Michael Decker - PDF
41. European Banking Federation, Wim Mijs - PDF
42. Coalition for Derivatives End-Users - PDF
43. Global Foreign Exchange Division, James Kemp - PDF
44. Small Business Investor Alliance, Brett Palmer - PDF
45. Bank Policy Institute, Gregg Rozansky - PDF
46. The Volcker Alliance, Sheila C. Bair, Gaurav Vasisht - PDF
47. Institute of International Bankers, Briget Polichene - PDF
48. Financial Services Forum, Kevin Fromer - PDF
49. Investment Company Institute, Susan M. Olson - PDF
50. Futures Industry Association, Walt L. Lukken - PDF
51. Americans for Financial Reform Education Fund - PDF
52. Better Markets, Inc., Dennis M. Kelleher, Joseph R. Cisewski - PDF
53. EnerBank USA, Kristin Dittmer - PDF
54. Canadian Bankers Association, Angelina Mason - PDF
55. Federated Investors, Inc., David F. Freeman, Jr. - PDF
56. Credit Suisse, Eric M. Varvel - PDF
57. Credit Suisse, Brian Chin - PDF
58. B&F Capital Markets, Alistair Fyfe, Tricia L. Vallie - PDF
59. CFA Institute, Kurt N. Schacht, James Allen - PDF
60. Association for Corporate Growth, Patrick J. Morris - PDF
61. Center for Capital Markets Competitiveness, Tom Quaadman - PDF
62. Commercial Real Estate Finance Council, Lisa Pendergast - PDF
63. Commercial Real Estate Finance Council, Mortgage Bankers Association, The Real Estate Roundtable - PDF
64. European Fund and Asset Management Association, Peter De Proft - PDF
65. Investors Bancorp, Inc., Trustmark Corporation, and WSFS Financial Corporation - PDF
66. Marketplace Lending Association - PDF
67. National Association of Industrial Bankers, Frank Pignanelli - PDF
68. Arvest Bank, J. Robert Kelly - PDF
Staff Disclosures
01. Meeting with Representatives from Investment Company Institute, PNC Financial Services Group, Inc. and Debevoise & Plimpton LLP - PDF
02. Document Submission from Investment Company Institute - PDF
03. Meeting with Representatives from the European Banking Federation and Debevoise & Plimpton LLP - PDF
04. Meeting with Representatives from the Institute of International Bankers and Cleary Gottlieb Steen & Hamilton LLP - PDF
05. Meeting with Representatives from the Securities Industry and Financial Markets Association and counsel Davis Polk & Wardwell LLP - PDF
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