[December 22, 2003 (Volume 68, Number 245)]
[Unified Agenda]
From the Federal Register Online via GPO Access [frwais.access.gpo.gov]
[DOCID:ua22de03_053-14]
[Page 73942]
Federal Deposit Insurance Corporation
Federal Deposit Insurance Corporation (FDIC) Completed Actions
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4177. BROKERS AND DEALERS
Priority: Substantive, Nonsignificant
Legal Authority: 15 USC 78a
CFR Citation: 12 CFR 342
Legal Deadline: Final, Statutory, May 12, 2001, Final.
Abstract: This rulemaking implements section 204 of the Gramm--Leach--
Bliley Act (GLBA), which requires the Federal banking agencies to
establish recordkeeping requirements for banks relying on any of the
broker--dealer exemptions listed in sections 201 and 202 of GLBA, which
are being withdrawn at this time.
Timetable:
|
Action |
Date | FR Cite |
| Withdrawn |
09/09/03 |
|
Regulatory Flexibility Analysis Required: No
Small Entities Affected: No
Government Levels Affected: None
Agency Contact: Michael Phillips, Counsel, Legal Division, Federal
Deposit Insurance Corporation, Washington, DC 20429
Phone: 202 898--3581
RIN: 3064-AC42
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|
