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Federal Register Publications

FDIC Federal Register Citations



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FDIC Federal Register Citations

[November 30, 2000 (Volume 65, Number 231)]
[Unified Agenda]
From the Federal Register Online via GPO Access [frwais.access.gpo.gov]
[DOCID:ua30no00_053-12]

[Page 74907]

Federal Deposit Insurance Corporation (FDIC) Proposed Rule Stage

_______________________________________________________________________

4606. <bullet> BROKERS AND DEALERS

Priority: Substantive, Nonsignificant

Legal Authority: 15 USC 78a

CFR Citation: Not Yet Determined

Legal Deadline: Final, Statutory, May 12, 2001.

Abstract: This rulemaking implements section 204 of the Gramm-Leach-
Bliley Act (GLBA), which requires the Federal banking agencies to
establish recordkeeping requirements for banks relying on any of the
broker-dealer exemptions listed in sections 201 and 202 of GLBA.

Timetable:
________________________________________________________________________

Action Date FR Cite

________________________________________________________________________

NPRM 12/00/00

Regulatory Flexibility Analysis Required: No

Small Entities Affected: No

Government Levels Affected: None

Agency Contact: Keith Ligon, Chief, Policy Unit, Division of
Supervision, Federal Deposit Insurance Corporation, Washington, DC
20429
Phone: 202 898-3618

RIN: 3064-AC42
__________________________
Last Updated 11/30/2000 regs@fdic.gov

Last Updated: August 4, 2024