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Federal Register Publications

FDIC Federal Register Citations



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FDIC Federal Register Citations

Action  

Date 

Regulatory Flexibility Analysis Required: No

Small Entities Affected: No

Government Levels Affected: None

Agency Contact: Michael Phillips, Counsel, Legal Division, Federal

Deposit Insurance Corporation, Washington, DC 20429

Phone: 202 898--3581

RIN: 3064-AC42

_______________________________________________________________________

[December 22, 2003 (Volume 68, Number 245)]

[Unified Agenda]

From the Federal Register Online via GPO Access [frwais.access.gpo.gov]

[DOCID:ua22de03_053-14]

[Page 73942]

Federal Deposit Insurance Corporation

Federal Deposit Insurance Corporation (FDIC) Completed Actions

_______________________________________________________________________

4177. BROKERS AND DEALERS

Priority: Substantive, Nonsignificant

Legal Authority: 15 USC 78a

CFR Citation: 12 CFR 342

Legal Deadline: Final, Statutory, May 12, 2001, Final.

Abstract: This rulemaking implements section 204 of the Gramm--Leach--

Bliley Act (GLBA), which requires the Federal banking agencies to

establish recordkeeping requirements for banks relying on any of the

broker--dealer exemptions listed in sections 201 and 202 of GLBA, which

are being withdrawn at this time.

Timetable:

FR Cite
 Withdrawn 09/09/03 
Last Updated 12/22/2003 regs@fdic.gov

Last Updated: August 4, 2024