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Last Updated: July 22, 2021

2021 Publications

2021 Publications

2021 Proposed Rules

2021 Final Rules

2021 Notices

2021 Statements of Policy



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Date FDIC Federal Register Publications Volume/Page
07/22/21 Proposed Agency Information Collection Activities; Comment Request
Consolidated Reports of Condition and Income (Call Report)
OMB Number: 3064–0052
Form Number: FFIEC 031, FFIEC 041, FFIEC 051
Joint notice and request for comment
Comment Period End: September 20, 2021

Submit Comment
86 FR 38810
07/22/21 Credit Risk Retention—Notification of Extension of Review Period
12 CFR Part 373 RIN 3064–ZA07
Notification of extension of review period
Extended Review Period End: December 20, 2021

Submit Comment
86 FR 38607
07/19/21 Proposed Interagency Guidance on Third-Party Relationships: Risk Management
RIN 3064–ZA26
Proposed interagency guidance and request for comment
Comment Period End: September 17, 2021

Submit Comment Read Comments
86 FR 38182
07/08/21 Agency Information Collection Activities: Proposed Collection Renewal; Comment Request
  • Notice of Branch Closure
    OMB Number: 3064–0109
  • Notification of Changes of Insured Status
    OMB Number: 3064–0124
  • Large-Bank Deposit Insurance Programs
    OMB Number: 3064–0162
  • Assessment Rate Adjustment Guidelines for Large and Highly Complex Institutions
    OMB Number: 3064–0179
  • Regulatory Capital Rules: Regulatory Capital, Revisions to the Supplementary Leverage Ratio
    OMB Number: 3064–0196
Notice and request for comment
Comment Period End: September 7, 2021

Submit Comment
86 FR 36137
07/07/21 Notice to All Interested Parties of Intent To Terminate Receivership; Correction

Fund / Receivership Name
10122 - Georgian Bank
86 FR 35795
07/06/21 Notice of Termination of Receiverships

Fund / Receivership Name
10076 - The John Warner Bank
10077 - First State Bank of Winchester
10078 - First National Bank of Danville
10196 - Statewide Bank
10319 - Appalachian Community Bank
86 FR 35509
07/02/21 FDIC Advisory Committee on Community Banking
Notice of Meeting
Notice of open meeting
86 FR 35290
06/29/21 Notice to All Interested Parties of Intent To Terminate Receivership

Fund / Receivership Name
10167 - First Federal Bank of California
10236 - Midwest Bank And Trust Company
86 FR 34240
06/25/21 Real Estate Lending Standards
12 CFR Part 365 RIN 3064–AF72
Notice of proposed rulemaking and request for comment
Comment Period End: July 26, 2021

Submit Comment
86 FR 33570
06/24/21 Notice to All Interested Parties of Intent To Terminate Receivership

Fund / Receivership Name
10122 - Georgian Bank
86 FR 33289
06/24/21 Notice to All Interested Parties of Intent To Terminate Receiverships

Fund / Receivership Name
10001 - Netbank
10136 - Bank USA, NA
10137 - Community Bank of Lemont
10138 - North Houston Bank
10141 - Citizens National Bank
10351 - Nevada Commerce Bank
86 FR 33290
06/24/21 Agency Information Collection Activities: Proposed Collection Renewal; Comment Request
  • Interagency Biographical and Financial Report
    OMB Number: 3064–0006
    Form Number: : 6200/06
  • Interagency Bank Merger Application
    OMB Number: 3064–0015
    Form Number: 6220/01
  • Interagency Notice of Change in Control
    OMB Number: 3064–0019
    Form Number: 6822/01
  • Interagency Notice of Change in Control
    OMB Number: 3064–0097
    Form Number: 6822/02
Joint notice and request for comment
Comment Period End: July 26, 2021

Submit Comment
86 FR 33287
06/23/21 Statement of Policy Regarding Minority Depository Institutions
RIN 3064–ZA19
Final statement of policy
Effective Date: August 23, 2021
86 FR 32728
05/24/21 Request for Information and Comment on Financial Institutions' Use of Artificial Intelligence, Including Machine Learning
RIN 3064–ZA24
Request for information and comment; Extension of comment period
Comment Period End: June 1, 2021
Extended Comment Period End: July 1, 2021


Read Comments
86 FR 27960
05/24/21 Agency Information Collection Activities; Submission for OMB Review; Comment Request
  • Consolidated Reports of Condition and Income (Call Report)
    OMB Number: 3064–0052
    Form Number: FFIEC 031, FFIEC 041, FFIEC 051
  • Report of Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks; Report of Assets and Liabilities of a Non-U.S. Branch that is Managed or Controlled by a U.S. Branch or Agency of a Foreign (Non-U.S.) Bank
    OMB Number: 7100–0032
    Form Number: FFIEC 002 and FFIEC 002S
Joint notice and request for comment
Comment Period End: June 23, 2021
86 FR 27961
05/21/21 Request for Information and Comment on Digital Assets
Request for information and comment
RIN 3064–ZA25
Comment Period End: July 16, 2021

Read Comments
86 FR 27602
05/21/21 Agency Information Collection Activities: Proposed Collection Renewal; Comment Request
  • Recordkeeping, Disclosure and Reporting Requirements in Connection with Regulation Z
    OMB Number: 3064–0082
  • Account Based Disclosures in Connection with Consumer Financial Protection Bureau Regulations E and DD and Federal Reserve Regulation CC
    OMB Number: 3064–0084
Notice and request for comment
Comment Period End: June 21, 2021
86 FR 27596
05/10/21 Tax Allocation Agreements
12 CFR Part 364 RIN 3064–AF62
Notice of proposed rulemaking and comment request
Comment Period End: July 9, 2021

Read Comments
86 FR 24755
05/10/21 False Advertising, Misrepresentation of Insured Status, and Misuse of the FDIC's Name or Logo
12 CFR Part 328 RIN 3064–AF71
Notice of proposed rulemaking and request for information
Comment Period End: July 9, 2021
Comment on Paperwork Reduction Act: July 9, 2021


Read Comments
86 FR 24770
05/03/21 FDIC System Resolution Advisory Committee; Notice of Charter Renewal
Notice of renewal
86 FR 23364
04/28/21 Agency Information Collection Activities: Proposed Collection Renewal; Comment Request
  • Uniform Application/Uniform Termination for Municipal Securities Principal or Representative
    OMB Number: 3064–0022
    Form Number: 6200/54; 6200/55
  • Request for Deregistration for Registered Transfer Agents
    OMB Number: 3064–0027
    Form Number: 6342/12
  • Recordkeeping Requirements Associated with Real Estate Appraisals and Evaluations
    OMB Number: 3064–0103
  • Foreign Banks
    OMB Number: 3064–0114
  • Prompt Corrective Action
    OMB Number: 3064–0115
  • Qualified Financial Contracts
    OMB Number: 3064–0163
  • Restrictions on Qualified Financial Contracts of Subsidiaries of certain FDIC-Supervised Institutions; Revisions to the Definition of Qualifying Master Netting Agreement and Related Definitions
    OMB Number: 3064–0208
Agency information collection activities: submission for OMB review; comment request
Comment Period End: May 28, 2021
86 FR 22431
04/27/21 FDIC Advisory Committee on Economic Inclusion (ComE-IN)
Notice of Meeting
Notice of open meeting
86 FR 22204
04/21/21 Agency Information Collection Activities: Proposed Collection Reinstatement; Comment Request
Small Business Lending Survey
OMB Number: 3064–0203
Notice and request for comment
Comment Period End: June 21, 2021
86 FR 20697
04/14/21 Privacy Act of 1974; System of Records; Correction
Notice of modified systems of records; correction
Correction Effective Date: April 14, 2021
86 FR 19619
04/13/21 Agency Information Collection Activities: Proposed Collection Renewal; Comment Request
  • Interagency Biographical and Financial Report
    OMB Number: 3064–0006
    Form Number: 6200/06
  • Interagency Bank Merger Application
    OMB Number: 3064–0015
    Form Number: 6220/01
  • Interagency Notice of Change in Control
    OMB Number: 3064–0019
    Form Number: 6822/01
  • Interagency Notice of Change in Control
    OMB Number: 3064–0097
    Form Number: 6822/02
Notice and request for comment
Comment Period End: June 14, 2021
86 FR 19265
04/12/21 Request for Information and Comment: Extent to Which Model Risk Management Principles Support Compliance With Bank Secrecy Act/Anti-Money Laundering and Office of Foreign Assets Control Requirements
RIN 3064–ZA23
Notice and request for information and comment
Comment Period End: June 11, 2021

Read Comments
86 FR 18978
04/09/21 Request for Information on FDIC Official Sign and Advertising Requirements and Potential Technological Solutions
RIN 3064–ZA14
Request for information and comment
Comment Period End: May 24, 2021

Read Comments
86 FR 18528
04/08/21 Securitization Safe Harbor Rule; Correction
12 CFR Part 360 RIN 3064–AF75
Correcting amendment
Effective Date: April 8, 2021
86 FR 18180
05/24/21

03/31/21
Extension of Comment Period

Request for Information and Comment on Financial Institutions’ Use of Artificial Intelligence, Including Machine Learning
RIN 3064–ZA24
Request for information and comment
Comment Period End: June 1, 2021
Extended Comment Period End: July 1, 2021


Read Comments
86 FR 16837
03/26/21 FDIC Advisory Committee on Community Banking
Notice of Meeting
Notice of open meeting
86 FR 16209
03/22/21 Regulatory Capital Rule: Emergency Capital Investment Program
12 CFR Part 324 RIN 3064–AF73
Interim final rule; request for public comment
Effective Date: March 22, 2021
Comment Period End: May 21, 2021


Read Comments
86 FR 15076
03/18/21 Loans in Areas Having Special Flood Hazards; Interagency Questions and Answers Regarding Private Flood Insurance
12 CFR Part 339 RIN 3064–ZA16
Notice and request for comment
Comment Period End: May 17, 2021

Read Comments
86 FR 14696
03/02/21 Role of Supervisory Guidance
12 CFR Part 302 RIN 3064–AF32
Final Rule
Effective Date: April 1, 2021
86 FR 12079
02/26/21 Agency Information Collection Activities: Proposed Collection Renewal; Comment Request
  • Recordkeeping, Disclosure and Reporting Requirements in Connection with Regulation Z
    OMB Number: 3064–0082
  • Account Based Disclosures in Connection with Consumer Financial Protection Bureau Regulations E and DD and Federal Reserve Regulation CC
    OMB Number: 3064–0084
Notice and request for comment
Comment Period End: April 27, 2021

Read Comments
86 FR 11771
02/25/21 FDIC Advisory Committee of State Regulators
Notice of Meeting
Notice of open meeting
86 FR 11529
02/25/21 Assessments, Amendments To Address the Temporary Deposit Insurance Assessment Effects of the Optional Regulatory Capital Transitions for Implementing the Current Expected Credit Losses Methodology
12 CFR Part 327 RIN 3064–AF65
Final Rule
Effective Date: April 1, 2021
86 FR 11391
02/23/21 Parent Companies of Industrial Banks and Industrial Loan Companies
12 CFR Part 354 RIN 3064–AF31
Final Rule
Effective Date: April 1, 2021
86 FR 10703
02/18/21 Agency Information Collection Activities; Submission for OMB Review; Comment Request
Consolidated Reports of Condition and Income
OMB Number: 3064–0052
Form Number: FFIEC 031, FFIEC 041, FFIEC 051
Joint notice and request for comment
Comment Period End: March 22, 2021
86 FR 10157
02/17/21 Agency Information Collection Activities: Proposed Collection Renewal; Comment Request
  • Uniform Application/Uniform Termination for Municipal Securities Principal or Representative
    OMB Number: 3064–0022
    Form Number: 6200/54; 6200/55
  • Request for Deregistration for Registered Transfer Agents
    OMB Number: 3064–0027
    Form Number: 6342/12
  • Recordkeeping Requirements Associated with Real Estate Appraisals and Evaluations
    OMB Number: 3064–0103
  • Foreign Banks
    OMB Number: 3064–0114
  • Prompt Corrective Action
    OMB Number: 3064–0115
  • Qualified Financial Contracts
    OMB Number: 3064–0163
  • Restrictions on Qualified Financial Contracts of Subsidiaries of certain FDIC-Supervised Institutions; Revisions to the Definition of Qualifying Master Netting Agreement and Related Definitions
    OMB Number: 3064–0208
Notice and request for comment
Comment Period End: April 19, 2021
86 FR 9935
02/17/21 Agency Information Collection Activities: Submission for OMB Review; Comment Request
Survey of Household Use of Banking and Financial Services
OMB Number: 3064–NEW

2021 Household Survey Questionnaire

Submission for OMB review; comment request
Comment Period End: March 19, 2021
86 FR 9934
02/16/21 Branch Application Procedures; Correction
12 CFR Part 303 RIN 3064–AF54
Correcting amendment
Effective Date: February 16, 2021
86 FR 9433
02/11/21 Notice of the FDIC’s Response to Exception Requests Pursuant to Recordkeeping for Timely Deposit Insurance Determination
Notice
Effective Date:The FDIC’s grants of exception relief were effective as of February 3, 2021.
86 FR 9068
02/11/21 Notice of the FDIC’s Response to Exception Requests Pursuant to the Recordkeeping for Timely Deposit Insurance Determination Rule
Notice
Effective Date: The FDIC’s grant of exception relief was effective as of February 4, 2021.
86 FR 9070
02/11/21 Removal of Transferred OTS Regulations Regarding Definitions of Terms
12 CFR Part 390 RIN 3064–AF30
Notice of proposed rulemaking
Comment Period End: March 15, 2021
86 FR 9028
02/11/21 Net Stable Funding Ratio: Liquidity Risk Measurement Standards and Disclosure Requirements
12 CFR Part 329 RIN 3064–AE44
Final Rule
Effective Date: July 1, 2021
86 FR 9120
02/05/21 Proposed Agency Information Collection Activities; Comment Request
  • Consolidated Reports of Condition and Income (Call Report)
    OMB Number: 3064–0052
    Form Number: FFIEC 031, FFIEC 041, FFIEC 051
  • Report of Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks; Report of Assets and Liabilities of a Non-U.S. Branch that is Managed or Controlled by a U.S. Branch or Agency of a Foreign (Non-U.S.) Bank
    OMB Number: 7100–0032
    Form Number: FFIEC 002 and FFIEC 002S
Joint notice and request for comment
Comment Period End: April 6, 2021

Read Comments
86 FR 8480
02/04/21 Transferred OTS Regulations Regarding Securities Offerings of State Savings Associations, Statement of Policy on the Use of Offering Circulars, Proposed Rulemaking Regarding Securities Offerings by State Nonmember Banks and State Savings Associations, and Other Technical Amendments
12 CFR Parts 303, 333, 335, and 390 RIN 3064–AF33
Notice of proposed rulemaking and rescission of a statement of policy
Comment Period End: April 5, 2021
86 FR 8145
02/03/21 Removal of Transferred Office of Thrift Supervision (OTS) Regulations Regarding Nondiscrimination Requirements
12 CFR Parts 338 and 390 RIN 3064–F35
Final Rule
Effective Date: March 5, 2021
Compliance with 12 CFR 338.4(b) regarding displaying the current address of the FDIC’s Consumer Response Center on an Equal Housing Lender poster is mandatory on February 3, 2022.
86 FR 8082
02/03/21 Removal of Transferred OTS Regulations Regarding Application Processing Procedures of State Savings Associations and Conforming Amendments to Other Regulations
12 CFR Parts 303 and 390 RIN 3064–AF36
Final Rule
Effective Date: March 5, 2021
86 FR 8089
02/03/21 Removal of Transferred OTS Regulations Regarding Certain Subordinate Organizations of State Savings Associations
12 CFR Parts 362 and 390 RIN 3064–AF37
Final Rule
Effective Date: March 5, 2021
86 FR 8098
02/03/21 Removal of Transferred OTS Regulations Regarding Prompt Corrective Action Directives and Conforming Amendments to Other Regulations
12 CFR Parts 308 and 390 RIN 3064–AF38
Final Rule
Effective Date: March 5, 2021
86 FR 8140
01/25/21 Guidelines for Appeals of Material Supervisory Determinations
Regulatory Capital Rules
RIN 3064–ZA20
Notice of guidelines
Effective Date: The new Guidelines for Appeals of Material Supervisory Determinations will become effective once the Office of Supervisory Appeals is fully operational.
86 FR 6880
01/22/21 Exemptions to Suspicious Activity Report Requirements
12 CFR Part 353 RIN 3064–AF56
Notice of proposed rulemaking
Comment Period End: February 22, 2021
Comment on Paperwork Reduction Act: March 23, 2021


Read Comments
86 FR 6580
01/22/21 Unsafe and Unsound Banking Practices: Brokered Deposits and Interest Rate Restrictions
12 CFR Parts 303 and 337 RIN 3064–AE94; 3064–AF02
Final Rule
Effective Date: April 1, 2021
Extended Compliance Date: January 1, 2022
86 FR 6742
01/12/21 FDIC Rules of Practice and Procedure; Technical Revisions
12 CFR Part 308 RIN 3064–AF69
Final Rule
Effective Date: January 12, 2021
86 FR 2246
01/12/21 Computer-Security Incident Notification Requirements for Banking Organizations and Their Bank Service Providers
12 CFR Part 304 RIN 3064–AF59
Notice of proposed rulemaking
Comment Period End: April 12, 2021

Read Comments
86 FR 2299
01/11/21 Collection of Civil Money Penalty Debt
12 CFR Part 313 RIN 3064–AF25
Final Rule
Effective Date: February 10, 2021
86 FR 1740
01/06/21 Regulatory Capital Treatment for Investments in Certain Unsecured Debt Instruments of Global Systemically Important U.S. Bank Holding Companies, Certain Intermediate Holding Companies, and Global Systemically Important Foreign Banking Organizations; Total LossAbsorbing Capacity Requirements
12 CFR Part 324 RIN 3064–AE79
Final Rule
Effective Date: April 1, 2021
86 FR 708
01/05/21 Notice of Inflation Adjustments for Civil Money Penalties
RIN 3064–ZA22
Notice of Monetary Penalties 2021
Applicable Date: applicable to penalties assessed after January 15, 2021, for conduct occurring on or after November 2, 2015
86 FR 299