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2000 - Rules and Regulations



303.0 Scope.

Subpart A—Rules of General Applicability

303.1 Scope.
303.2 Definitions.
303.3 General filing procedures.
303.4 Computation of time.
303.5 Effect of Community Reinvestment Act performance on filings.
303.6 Investigations and examinations.
303.7 Public notice requirements.
303.8 Public access to filing.
303.10 Hearings and other meetings.
303.11 Decisions.
303.12 Waivers.
303.13 [Reserved]
303.14 Being "engaged in the business of receiving deposits other than trust funds."
303.15 Certain limited liability companies deemed incorporated under State law.
303.14 303.16—303.19 [Reserved]

Subpart B—Deposit Insurance

303.20 Scope.
303.21 Filing procedures.
303.22 Processing.
303.23 Public notice requirements.
303.24 Application for deposit insurance for an interim institution.
303.25 Continuation of deposit insurance upon withdrawing from membership in the Federal Reserve System.
303.26—303.39 [Reserved]

Subpart C—Establishment and Relocation of Domestic Branches and Offices

303.40 Scope.
303.41 Definitions.
303.42 Filing procedures.
303.43 Processing.
303.44 Public notice requirements.
303.45 Special provisions.
303.46 Financial education programs that include the provision of bank products and services.
303.47—303.59 [Reserved]

Subpart D—Merger Transactions

303.60 Scope.
303.61 Definitions.
303.62 Transactions requiring prior approval.
303.63 Filing procedures.
303.64 Processing.
303.65 Public notice requirements.
303.66—303.79 [Reserved]

Subpart E—Change in Bank Control

303.80 Scope.
303.81 Definitions.
303.82 Transactions that require prior notice.
303.83 Transactions that require notice, but not prior notice.
303.84 Transactions that do not require notice.
303.85 Filing procedures.
303.86 Processing.
303.87 Public notice requirements.
303.88 Reporting of stock loans and changes in chief executive officers and directors.
303.89—303.99 [Reserved]

Subpart F—Change of Director or Senior Executive Officer

303.100 Scope.
303.101 Definitions.
303.102 Filing procedures and waiver of prior notice.
303.103 Processing.
303.104—303.119 [Reserved]

Subpart G—Activities of Insured State Banks

303.120 Scope.
303.121 Filing procedures.
303.122 Processing.
303.123—303.139 [Reserved]

Subpart H—Activities of Insured Savings Associations

303.140 Scope.
303.141 Filing procedures.
303.142 Processing.
303.143—303.159 [Reserved]

Subpart I—Mutual-to-Stock Conversions

303.160 Scope.
303.161 Filing procedures.
303.162 Waiver from compliance.
303.163 Processing.
303.164—303.179 [Reserved]

Subpart J—International Banking

303.180 Scope.
303.181 Definitions.
303.182 Establishing, moving or closing a foreign branch of an insured state nonmember bank; § 347.103.
303.183 Investment by insured state nonmember banks in foreign organization; § 347.108.
303.184 Moving an insured branch of a foreign bank.
303.185 Mergers transactions involving foreign banks or foreign organizations.
303.186 Exemptions from insurance requirements for a state branch of a foreign bank; § 347.206.
303.187 Approval for an insured state branch of a foreign bank to conduct activities not permissible for federal branches; § 347.213.
303.188—303.199 [Reserved]

Subpart K—Prompt Corrective Action

303.200 Scope.
303.201 Filing procedures.
303.202 Processing.
303.203 Applications for capital distributions.
303.204 Applications for acquisitions, branching, and new lines of business.
303.205 Applications for bonuses and increased compensation for senior executive officers.
303.206 Application for payment of principal or interest on subordinated debt.
303.207 Restricted activities for critically undercapitalized institutions.
303.208—303.219 [Reserved]

Subpart L—Section 19 of the FDI Act (Consent to Service of Persons Convicted of Certain Criminal Offenses)

303.220 Scope.
303.221 Filing procedures.
303.222 Service at another insured depository institution.
303.223 Applicant's right to hearing following denial.
303.224—303.239 [Reserved]

Subpart M—Other Filings

303.240 General.
303.241 Reduce or retire capital stock or capital debt instruments.
303.242 Exercise of trust powers.
303.243 Brokered deposit waivers.
303.244 Golden parachute and severance plan payments.
303.245 Waiver of liability for commonly controlled depository institutions.
303.246 Conversion with diminution of capital.
303.247 Continue or resume status as an insured institution following termination under section 8 of the FDI Act.
303.248 Truth in Lending Act—Relief from reimbursement.
303.249 Management official interlocks.
303.250 Modification of conditions.
303.251 Extension of time.
303.252 [Redesignated]
303.253—303.259 [Reserved]

Subpart N—[Reserved]

Authority:  12 U.S.C. 378, 1464, 1813, 1815, 1817, 1818, 1819(a), (Seventh and Tenth), 1820, 1823, 1828, 1831a, 1831e, 1831o, 1831p--1, 1831w, 1835a, 1843(1), 3104, 3105, 3108, 3207, 5414, 5415 and 15 U.S.C. 1601--1607.

SOURCE:  The provisions of this Part 303 appear at 67 Fed. Reg. 79247, December 27, 2002, effective December 27, 2002, except as otherwise noted.

§ 303.0  Scope.

(a)  This part describes the procedures to be followed by both the FDIC and applicants with respect to applications, requests, or notices (filings) required to be filed by statute or regulation. Additional details concerning processing are explained in related FDIC statements of policy.

(b)  Additional application procedures may be found in the following FDIC regulations:

(1)  12 CFR part 327--Assessments (Request for review of assessment risk classification);

(2)  12 CFR part 328--Advertisement of Membership (Application for temporary waiver of advertising requirements);

(3)  12 CFR part 345--Community Reinvestment (CRA strategic plans and requests for designation as a wholesale or limited purpose institution);

[Codified to 12 C.F.R. § 303.0]

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