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FDIC Federal Register Citations
[December 13, 2004 (Volume 69, Number 238)]
[Unified Agenda]
From the Federal Register Online via GPO Access
[Page 74180-74186]
Federal Deposit Insurance Corporation
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Part LII
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Semiannual Regulatory Agenda
[[Page 74180]]
FEDERAL DEPOSIT INSURANCE CORPORATION (FDIC)
_______________________________________________________________________
FEDERAL DEPOSIT INSURANCE CORPORATION
12 CFR Ch. III
Semiannual Agenda of Regulations
AGENCY: Federal Deposit Insurance Corporation.
ACTION: Semiannual regulatory agenda.
_______________________________________________________________________
SUMMARY: The Federal Deposit Insurance Corporation (FDIC) is hereby
publishing items for the fall 2004 Unified Agenda of Federal Regulatory
and Deregulatory Actions. The agenda contains information about FDIC's
current and projected rulemakings, existing regulations under review,
and completed rulemakings.
FOR FURTHER INFORMATION CONTACT: Persons identified under regulations
listed in the agenda. Unless otherwise noted, the address for all FDIC
staff identified in the agenda is Federal Deposit Insurance
Corporation, 550 17th Street NW., Washington, DC 20429.
SUPPLEMENTARY INFORMATION: Twice each year, FDIC publishes an agenda of
regulations to inform the public of its regulatory actions and to
enhance public participation in the rulemaking process. Publication of
the agenda is in accordance with the Regulatory Flexibility Act (5
U.S.C. 601 et seq.). FDIC amends its regulations under the general
rulemaking authority prescribed in section 9 of the Federal Deposit
Insurance Act (12 U.S.C. 1819) and under specific authority granted by
the Act and other statutes.
During the past six months, FDIC amended its
regulations in 12
CFR 352 in order to update certain information and implement
section 508 of the Rehabilitation Act. Section 508 requires each
Federal agency or department to ensure that the electronic and
information technology (EIT) they develop or procure allows
individuals with disabilities access to EIT comparable to the
access of those who are not disabled, unless the agency would incur
an undue burden.
Additionally, FDIC, along with the Office of the
Comptroller
of the Currency, the Board of Governors of the Federal Reserve
System, and the Office of Thrift Supervision, amended their risk-
based capital standards by removing a sunset provision that would
preclude a certain capital treatment for asset-backed commercial
paper (ABCP) programs after a certain date. The final rule
permanently permits sponsoring banks, bank holding companies, and
thrifts (collectively, sponsoring banking organizations) to exclude
from their risk-weighted asset base those assets in ABCP programs
that are consolidated onto sponsoring banking organizations'
balance sheets as a result of Financial Accounting Standards Board
Interpretation No. 46, Consolidation of Variable Interest Entities,
as revised (FIN 46-R).
Interested persons may petition FDIC for the issuance,
amendment, or repeal of any regulation by submitting a written
petition to the Executive Secretary, Federal Deposit Insurance
Corporation, Washington, DC 20429. Petitioners should include
complete and concise statements of their interest in the subject
matter and reasons why the petitions should be granted.
Federal Deposit Insurance Corporation.
Robert E. Feldman,
Executive Secretary.
FFDIC Proposed Rule Stage |
|
Sequence Number |
Title |
Regulation Identification Number |
|
3998 |
12
CFR 327 Assessments--Assessment Base |
3064-AB46 |
|
3999 |
12 CFR 342 Qualification Requirements for the Recommendation or Sale of
Certain Securities |
3064-AB85 |
|
4000 |
12 CFR 334 Fair Credit Reporting Act Regulaltions |
3064-AC-35 |
|
4001 |
Risk-Based Guidelines: Implementation of New Basel
Capital Accord |
3064-AC-73 |
FDIC Final Rule Stage |
|
|
Sequence Number |
Title |
Regulation Identification Number |
|
4002 |
12 CFR
303 Filing Procedures; Transactions With Affiliates |
3064-AC78 |
| 4003 |
Definition of "Deposit" Stored Value Cards |
3064-AC80 |
|
4004 |
Fair Credit Reporting Medical Information Regulations |
3064-AC81 |
|
4005 |
Community Reinvestment Act |
3064-AC82 |
|
4006 |
Fair Credit Reporting Affiliate
Marketing Regulations |
3064-AC83 |
|
4007 |
Deposit Insurance Assessments:
Certified Statements |
3064-AC84 |
|
4008 |
12 CFR 303 International Banking |
3064-AC85 |
|
Sequence Number |
Title |
Regulation Identification Number |
| 4009 |
12 CFR
325 Risk-Based Capital Guidelines: Market Risk Measure; Securities
Borrowing Transactions |
3064-AC46 |
| 4010 |
12 CFR 345 Community Reinvestment Act Regulations (Section 610 Review) |
3064-AC50 |
| 4011 |
Regulatory Publication and Review |
3064-AC59 |
| 4012 |
12 CFR 334 Proper Disposal of Consumer Information Under the Fair and
Accurate Credit Transactions Act of 2003 |
3064-AC77 |
|
Sequence Number |
Title |
Regulation Identification Number |
| 4013 |
12 CFR
330 Deposit Insurance Coverage |
3064-AC43 |
| 4014 |
Risk-Based Guidelines: Capital Adequacy Guidelines;
Capital Maintenance |
3064-AC74 |
| 4015 |
Risk-Based Capital Guidelines: Capital Adequacy Guidelines; Capital
Maintenance |
3064-AC75 |
| 4016 |
Securities of Nonmember Insured Banks |
3064-AC79 |
| 4017 |
Rules of Practice and Procedure |
3064-AC86 |
_______________________________________________________________________
Federal Deposit Insurance Corporation (FDIC)
Proposed Rule Stage
_______________________________________________________________________
3998. ASSESSMENTS--ASSESSMENT BASE
Priority: Other Significant. Major status under 5 USC 801 is
undetermined.
Legal Authority: 12 USC 1441; 12 USC 1817 to 1819
CFR Citation: 12 CFR 327
Legal Deadline: None
Abstract: In 1994, FDIC sought comment on a proposal to revise the
assessment base used by insured institutions to determine the premium
paid for deposit insurance. That initiative did not lead to a proposed
rule. Instead, FDIC plans to revisit the issue with a new advance
notice of proposed rulemaking on alternative options for the deposit
component of the assessment base and on options regarding the float
deduction and use of average daily deposit balances.
Timetable:
|
Action |
Date |
FR
Cite |
| ANPRM |
10/05/94 |
59 FR 50710 |
| ANPRM Comment
Period End |
02/02/95 |
|
| NPRM |
03/00/05 |
|
Regulatory Flexibility Analysis Required: Undetermined
Government Levels Affected: None
Agency Contact: Munsell St. Clair, Senior Policy Analyst, Division of
Insurance and Research, Federal Deposit Insurance Corporation,
Washington, DC 20429
Phone: 202 898-8967
RIN: 3064-AB46
_______________________________________________________________________
3999. QUALIFICATION REQUIREMENTS FOR THE RECOMMENDATION OR SALE OF
CERTAIN SECURITIES
Priority: Substantive, Nonsignificant
Legal Authority: 12 USC 1818; 12 USC 1831
CFR Citation: 12 CFR 342
Legal Deadline: Final, Statutory, May 12, 2001, recordkeeping
requirement.
Abstract: This proposal, sponsored jointly by OCC, FRB, and FDIC, would
establish qualifications for banks that sell certain securities to
their customers without having to register as a broker under the
Securities Exchange Act. FDIC staff are contemplating a recommendation
to rescind this proposal and replace it with a second notice of
proposed rulemaking to exempt banks from registering with the NASD/SEC
as securities brokers or dealers in the event that they qualify under
any of the exemption criterion in the Gramm-Leach-Bliley Act, sections
201 or 202, which are being withdrawn until further notice.
Timetable:
|
Action |
Date |
FR
Cite |
| NPRM |
12/30/96 |
61 FR 68824 |
| NPRM Comment
Period End |
02/28/97 |
|
| Second NPRM |
07/00/05 |
|
Regulatory Flexibility Analysis Required: No
Small Entities Affected: No
Government Levels Affected: None
Agency Contact: Michael Phillips, Counsel, Legal Division, Federal
Deposit Insurance Corporation, Washington, DC 20429
Phone: 202 898-3581
Related RIN: Related to 3064-AC42
RIN: 3064-AB85
_______________________________________________________________________
4000. FAIR CREDIT REPORTING ACT REGULATIONS
Priority: Other Significant. Major status under 5 USC 801 is
undetermined.
Legal Authority: 15 USC 1681s; 12 USC 1819(a)(Tenth)
CFR Citation: 12 CFR 334
Legal Deadline: None
Abstract: Section 506 of the Gramm-Leach-Bliley Act (Act) authorizes
the Federal banking agencies to publish Fair Credit Reporting Act
regulations to carry out the purposes of the Act. Due
[[Page 74182]]
to comments received from a joint notice of proposed rulemaking, dated
October 20, 2000, it is anticipated that the agencies will issue a new
proposed rulemaking for public comment.
Timetable:
|
Action |
Date |
FR
Cite |
| NPRM |
10/20/00 |
65 FR 63120 |
| NPRM Comment
Period End |
12/04/00 |
|
| Second NPRM |
06/00/05 |
|
Regulatory Flexibility Analysis Required: No
Government Levels Affected: None
Agency Contact: Robert A. Patrick, Counsel, Legal Division, Federal
Deposit Insurance Corporation, Washington, DC 20429
Phone: 202 898-3757
RIN: 3064-AC35
_______________________________________________________________________
4001. RISK-BASED GUIDELINES: IMPLEMENTATION OF NEW BASEL CAPITAL ACCORD
Priority: Other Significant. Major status under 5 USC 801 is
undetermined.
Legal Authority: Not Yet Determined
CFR Citation: 12 CFR 325
Legal Deadline: None
Abstract: This joint advance notice of proposed rulemaking sponsored by
OCC, FRB, FDIC, and OTS, describes significant elements of the advanced
internal ratings-based approach for credit risk and the advanced
measurement approaches for operational risk.
Timetable:
|
Action |
Date |
FR
Cite |
| ANPRM |
08/04/03 |
68 FR 45900 |
| NPRM |
07/00/05 |
|
Regulatory Flexibility Analysis Required: No
Small Entities Affected: No
Government Levels Affected: None
URL For More Information:
http://www.fdic.gov/regulations/laws/publiccomments/basel/index.html
URL For Public Comments:
http://www.fdic.gov/regulations/laws/publiccomments/basel/index.html
Agency Contact: Michael Phillips, Counsel, Legal Division, Federal
Deposit Insurance Corporation, Washington, DC 20429
Phone: 202 898-3581
RIN: 3064-AC73
_______________________________________________________________________
Federal Deposit Insurance Corporation (FDIC)
Final Rule Stage
_______________________________________________________________________
4002. FILING PROCEDURES; TRANSACTIONS WITH AFFILIATES
Priority: Other Significant. Major status under 5 USC 801 is
undetermined.
Legal Authority: 12 USC 1819 (Tenth); 12 USC 1828 (j)(1); 12 USC 378;
12 USC 1813; 12 USC 1815; 12 USC 1817; 12 USC 1818; 12 USC 1819
(Seventh); 12 USC 1820; 12 USC 1823; 12 USC 1828; 12 USC 1831a; 12 USC
1831e; 12 USC 1831o; 12 USC 1831p-1; 12 USC 1831w; 12 USC 1835a; 12 USC
1843(l); 12 USC 3104; 12 USC 3105; 12 USC 3108; 12 USC 3207; 15 USC
1601 to 1607
CFR Citation: 12 CFR 303; 12 CFR 324
Legal Deadline: None
Abstract: FDIC is proposing to adopt its own regulation that would
cross reference Regulation W to make it clear that insured State
nonmember banks are subject to the restrictions and limitations, and
may take advantage of the exemptions, contained in Regulation W.
Timetable:
|
Action |
Date |
FR
Cite |
| NPRM |
03/17/04 |
69 FR 12571 |
| NPRM Comment
Period End |
05/03/04 |
|
| Final Action |
12/00/04 |
|
Regulatory Flexibility Analysis Required: No
Small Entities Affected: No
Government Levels Affected: None
URL For More Information:
http://www.fdic.gov/regulations/laws/federal/propose.html
URL For Public Comments:
http://www.fdic.gov/regulations/laws/federal/04comfiling.html
Agency Contact: Pamela E. F. LeCren, Counsel, Legal Division, Federal
Deposit Insurance Corporation, Washington, DC 20429
Phone: 202 898-3730
RIN: 3064-AC78
_______________________________________________________________________
4003. DEFINITION OF ``DEPOSIT'' STORED VALUE CARDS
Priority: Other Significant. Major status under 5 USC 801 is
undetermined.
Unfunded Mandates: Undetermined
Legal Authority: 12 USC 378; 12 USC 1813; 12 USC 1815; 12 USC 1816; 12
USC 1817; 12 USC 1818; 12 USC 1819 (Seventh); 12 USC 1820; 12 USC 1823;
12 USC 1828; 12 USC 1831a; 12 USC 1831e; 12 USC 1831o; 12 USC 1831p-1;
12 USC 1835a; 12 USC 3104; 12 USC 3105; 12 USC 3108; 12 USC 3207; 15
USC 1601 to 1607; 12 USC 1819 (Tenth)
CFR Citation: 12 CFR 303
Legal Deadline: None
Abstract: FDIC is publishing for notice and comment a proposed rule
that would clarify the meaning of ``deposit'' as that term relates to
funds at insured depository institutions underlying stored value cards.
Timetable:
|
Action |
Date |
FR
Cite |
| NPRM |
04/16/04 |
69 FR 20588 |
| NPRM Comment
Period End |
07/15/04 |
|
| Final Action |
12/00/04 |
|
Regulatory Flexibility Analysis Required: No
Small Entities Affected: No
Government Levels Affected: None
URL For More Information:
http://www.fdic.gov/regulations/laws/federal/propose.html
URL For Public Comments:
http://www.fdic.gov/regulations/laws/federal/04comdepositdef.html
Agency Contact: Christopher L. Hencke, Counsel, Legal Division, Federal
Deposit Insurance Corporation, Washington, DC 20429
Phone: 202 898-8839
RIN: 3064-AC80
[[Page 74183]]
_______________________________________________________________________
4004. FAIR CREDIT REPORTING MEDICAL INFORMATION REGULATIONS
Priority: Other Significant. Major status under 5 USC 801 is
undetermined.
Legal Authority: 12 USC 1818; 12 USC 1819 (Tenth); 15 USC 1681b; 15 USC
1681s
CFR Citation: 12 CFR 334
Legal Deadline: None
Abstract: OCC, FRB, FDIC, OTS, and NCUA are publishing for comment
proposed regulations implementing section 411 of the Fair and Accurate
Credit Transactions Act of 2003 (FACT Act). Public Law 108-159, 117
Stat. 1952. The FACT Act substantially amends the Fair Credit Reporting
Act (FCRA or Act), 15 U.S.C. 1681 et. seq. Section 411(a) of the FACT
Act adds a new section to the FCRA to restrict the circumstrances under
which consumer reporting agencies may furnish consumer reports that
contain medical information about consumers.
Timetable:
|
Action |
Date |
FR
Cite |
| NPRM |
04/28/04 |
69 FR 23380 |
| NPRM Comment
Period End |
05/28/04 |
|
| Final Action |
12/00/04 |
|
Regulatory Flexibility Analysis Required: No
Small Entities Affected: No
Government Levels Affected: None
URL For More Information:
http://www.fdic.gov/regulations/laws/federal/propose.html
URL For Public Comments:
http://www.fdic.gov/regulations/laws/federal/04comfaircredit.html
Agency Contact: Robert A. Patrick, Counsel, Legal Division, Federal
Deposit Insurance Corporation, Washington, DC 20429
Phone: 202 898-3757
RIN: 3064-AC81
_______________________________________________________________________
4005. COMMUNITY REINVESTMENT ACT
Priority: Other Significant. Major status under 5 USC 801 is
undetermined.
Legal Authority: 12 USC 1814 to 1817; 12 USC 1819 to 1820; 12 USC 1828;
12 USC 1831u; 12 USC 2901 to 2907; 12 USC 3103 to 3104; 12 USC 3108(a)
CFR Citation: 12 CFR 345
Legal Deadline: None
Abstract: OCC, FRB, FDIC, and OTS (collectively), are publishing this
joint interim rule to conform our regulations implementing the
Community Reinvestment Act (CRA) to changes in the Standards for
Defining Metropolitan and Micropolitan Statistical Areas published by
the U.S. Office of Management and Budget (OMB) in December 2000; census
tracts designated by the U.S. Bureau of the Census (Census); and FRB's
Regulation C, which implements the Home Mortgage Disclosure Act (HMDA).
Timetable:
|
Action |
Date |
FR
Cite |
| Interim Final Rule |
07/08/04 |
69 FR 41181 |
| Final Action |
12/00/04 |
|
Regulatory Flexibility Analysis Required: Undetermined
Government Levels Affected: None
URL For More Information:
http://www.fdic.gov/regulations/laws/federal/rules.html
Agency Contact: Susan Van den Toorn, Counsel, Federal Deposit Insurance
Corporation, Washington, DC 20429
Phone: 202 898-8707
RIN: 3064-AC82
_______________________________________________________________________
4006. FAIR CREDIT REPORTING AFFILIATE MARKETING
REGULATIONS
Priority: Other Significant. Major status under 5 USC 801 is
undetermined.
Legal Authority: 12 USC 1818; 12 USC 1819 (Tenth); 15 USC 1681b; 15 USC
1681s
CFR Citation: 12 CFR 334
Legal Deadline: None
Abstract: OCC, FRB, FDIC, OTS, and NCUA are publishing for comment
proposed regulations to implement the affiliate marketing provisions in
section 214 of the Fair and Accurate Credit Transactions Act of 2003,
which amends the Fair Credit Reporting Act. The proposed regulations
generally prohibit a person from using information received from an
affiliate to make a solicitation for marketing purposes to a consumer,
unless the consumer is given notice, an opportunity, and a simple
method to opt out of the making of such solicitations.
Timetable:
|
Action |
Date |
FR
Cite |
| NPRM |
07/15/04 |
69 FR 42502 |
| NPRM Comment
Period End |
08/16/04 |
|
| Final Action |
12/00/04 |
|
Regulatory Flexibility Analysis Required: No
Small Entities Affected: No
Government Levels Affected: None
URL For More Information:
http://www.fdic.gov/regulations/laws/federal/propose.html
Agency Contact: Robert A. Patrick, Counsel, Legal Division, Federal
Deposit Insurance Corporation, Washington, DC 20429
Phone: 202 898-3757
RIN: 3064-AC83
_______________________________________________________________________
4007. DEPOSIT INSURANCE ASSESSMENTS: CERTIFIED
STATEMENTS
Priority: Other Significant. Major status under 5 USC 801 is
undetermined.
Legal Authority: 12 USC 1441; 12 USC 1441b; 12 USC 1813; 12 USC 1815;
12 USC 1817 to 1819; PL 104-208, 110 Stat 3009-479; 12 USC 1821
CFR Citation: 12 CFR 327
Legal Deadline: None
Abstract: FDIC proposes to modernize and simplify its deposit insurance
assessment regulations governing certified statements to provide
regulatory burden relief to insured depository institutions.
Timetable:
|
Action |
Date |
FR
Cite |
| NPRM |
06/08/04 |
69 FR 31922 |
| NPRM Comment
Period End |
08/09/04 |
|
| Final Action |
11/00/04 |
|
Regulatory Flexibility Analysis Required: No
Small Entities Affected: No
Government Levels Affected: None
URL For More Information:
http://www.fdic.gov/regulations/laws/federal/propose.html
URL For Public Comments:
http://www.fdic.gov/regulations/laws/federal/04comdispose.html
Agency Contact: Christopher Bellotto, Counsel, Federal Deposit
Insurance Corporation
[[Page 74184]]
Phone: 202 898-3801
RIN: 3064-AC84
_______________________________________________________________________
4008. INTERNATIONAL BANKING
Priority: Substantive, Nonsignificant. Major status under 5 USC 801 is
undetermined.
Legal Authority: 12 USC 378; 12 USC 1441; 12 USC 1441b; 12 USC 1813; 12
USC 1815; 12 USC 1815(a); 12 USC 1815(b); 12 USC 1816 to 1818; 12 USC
1818(a) to 1818(c); 12 USC 1819 (Seventh); PL 104-208, 110 Stat 3009-
479; 12 USC 1820; 12 USC 1821; 12 USC 1823; 12 USC 1828; 12 USC
1828(c); 12 USC 1828(d); 12 USC 1828(i); 12 USC 1828(n); 12 USC
1828(o); 12 USC 1831(a); 12 USC 1831(e); 12 USC 1831(o); 12 USC 1831p-
1; 12 USC 1831w; 12 USC 1835; 12 USC 1835a; 12 USC 1843(i); 12 USC 3103
to 3105; 12 USC 3108 to 3109; Title IX, PL 98-181, 97 Stat 1153; 12 USC
3207; 12 USC 3907; 12 USC 3909; 12 USC 4808; PL 102-133, 105 Stat 1761
(12 USC 1828 note); PL 102-242, 105 Stat 2236, 2286, as amended by PL
102-550, 106 Stat 3672, 4089 (12 USC 1828 note); PL 102-242, 105 Stat
2286, as amended by PL 102-550; 106 Stat 3672 (12 USC 1828 note); 106
Stat 4089 (12 USC 1828 note); 15 USC 1601 to 1607; 12 USC 1819 (Tenth)
CFR Citation: 12 CFR 303; 12 CFR 325; 12 CFR 327; 12 CFR 347
Legal Deadline: None
Abstract: FDIC is proposing amendments to the international banking
rules contained in subpart J of part 303, containing the procedural
rules implementing part 347. And to revise the rules contained in
subpart A, relating to the international activities and investments of
insured state nonmember banks, and subpart B, relating principally
insured and noninsured U.S. branches of foreign banks.
Timetable:
|
Action |
Date |
FR
Cite |
| NPRM |
07/19/04 |
69 FR 43060 |
| NPRM Comment
Period End |
09/17/04 |
|
| Final Action |
03/00/05 |
|
Regulatory Flexibility Analysis Required: No
Small Entities Affected: No
Government Levels Affected: None
URL For More Information:
http://www.fdic.gov/regulations/laws/federal/propose.html
URL For Public Comments:
http://www.fdic.gov/regulations/laws/federal/04cominternational.html
Agency Contact: Rodney D. Ray, Counsel, Legal Division, Federal Deposit
Insurance Corporation, Washington, DC 20429
Phone: 202 898-3556
RIN: 3064-AC85
_______________________________________________________________________
Federal Deposit Insurance Corporation (FDIC)
Long-Term Actions
_______________________________________________________________________
4009. RISK-BASED CAPITAL GUIDELINES: MARKET RISK MEASURE; SECURITIES
BORROWING TRANSACTIONS
Priority: Other Significant. Major status under 5 USC 801 is
undetermined.
CFR Citation: 12 CFR 325
Timetable:
|
Action |
Date |
FR
Cite |
| Interim Final Rule |
12/05/00 |
69 FR 75856 |
|
Interim Final Rule Effective |
01/04/01 |
|
|
Interim Final Rule Comment Period
End |
01/19/01 |
|
| Final Action |
To Be
Determined |
|
Regulatory Flexibility Analysis Required: No
Small Entities Affected: No
Government Levels Affected: None
Agency Contact: Robert F. Storch
Phone: 202 898-8906
RIN: 3064-AC46
_______________________________________________________________________
4010. COMMUNITY REINVESTMENT ACT REGULATIONS (SECTION 610 REVIEW)
Priority: Other Significant. Major status under 5 USC 801 is
undetermined.
CFR Citation: 12 CFR 345
Timetable:
|
Action |
Date |
FR
Cite |
| ANPRM |
07/19/01 |
66 FR 37602 |
| ANPRM Comment
Period End |
10/17/01 |
|
| NPRM |
02/06/04 |
69 FR 5729 |
| NPRM Comment
Period End |
04/06/04 |
|
| NPRM |
08/20/04 |
69 FR 51611 |
| NPRM Comment
Period End |
09/20/04 |
|
| NPRM |
09/20/04 |
69 FR 56175 |
| NPRM Comment
Period End |
10/20/04 |
|
| Final Action |
To Be
Determined |
|
Regulatory Flexibility Analysis Required: Undetermined
Government Levels Affected: None
Agency Contact: Susan Van den Toorn
Phone: 202 898-8707
RIN: 3064-AC50
_______________________________________________________________________
4011. REGULATORY PUBLICATION AND REVIEW
Priority: Other Significant. Major status under 5 USC 801 is
undetermined.
CFR Citation: None
Timetable:
|
Action |
Date |
FR
Cite |
| Notice |
06/16/04 |
68 FR 35589 |
| Second Notice |
01/21/04 |
69 FR 2852 |
| Second Notice
Comment Period End |
04/20/04 |
|
| Third Notice |
07/20/04 |
69 FR 43347 |
| Third Notice
Comment Period End |
10/18/04 |
|
Next Action Undetermined
Regulatory Flexibility Analysis Required: No
Small Entities Affected: No
Government Levels Affected: None
Agency Contact: Claude A. Rollin
Phone: 202 898-8741
RIN: 3064-AC59
[[Page 74185]]
_______________________________________________________________________
4012. PROPER DISPOSAL OF CONSUMER INFORMATION UNDER THE FAIR AND
ACCURATE CREDIT TRANSACTIONS ACT OF 2003
Priority: Other Significant. Major status under 5 USC 801 is
undetermined.
CFR Citation: 12 CFR 334; 12 CFR 364
Timetable:
|
Action |
Date |
FR
Cite |
| ANPRM |
12/30/03 |
68 FR 75164 |
| ANPRM Comment
Period End |
03/29/04 |
|
| NPRM |
06/08/04 |
69 FR 31913 |
| NPRM Comment
Period End |
07/23/04 |
|
| Final Action |
12/00/05 |
|
Regulatory Flexibility Analysis Required: No
Small Entities Affected: No
Government Levels Affected: None
Agency Contact: Robert A. Patrick
Phone: 202 898-3757
RIN: 3064-AC77
_______________________________________________________________________
Federal Deposit Insurance Corporation (FDIC)
Completed Actions
_______________________________________________________________________
4013. DEPOSIT INSURANCE COVERAGE
Priority: Other Significant
Legal Authority: 12 USC 1813(l)
CFR Citation: 12 CFR 330
Legal Deadline: None
Abstract: This rulemaking establishes a uniform and streamlined appeals
process for deposit insurance claims.
Timetable:
________________________________________________________________________
Action
Date
FR Cite
________________________________________________________________________
Withdrawn
09/22/04
Regulatory Flexibility Analysis Required: No
Small Entities Affected: No
Government Levels Affected: None
Agency Contact: Catherine Ribnick, Counsel, Legal Division, Federal
Deposit Insurance Corporation, Washington, DC 20429
Phone: 202 736-0117
RIN: 3064-AC43
_______________________________________________________________________
4014. RISK-BASED GUIDELINES: CAPITAL ADEQUACY GUIDELINES; CAPITAL
MAINTENANCE
Priority: Other Significant
Legal Authority: 12 USC 1815(a); 12 USC 1815(b); 12 USC 1816; 12 USC
1818(a); 12 USC 1818(b); 12 USC 1818(c); 12USC 1818(t); 12 USC 1819
(Tenth); 12 USC 1828(c); 12 USC 1828(d); 12 USC 1828(i); 12 USC 1828
(n); 12 USC 1828(o); 12 USC 1831o; 12 USC 1835; 12 USC 3907; 12 USC
3909; 12 USC 4808
CFR Citation: 12 CFR 325
Legal Deadline: None
Abstract: OCC, FRB, FDIC, and OTS, collectively, are amending their
risk-based capital standards by providing an interim capital treatment
for assets in asset-backed commercial paper (ABCP) programs that are
consolidated onto the balance sheets of sponsoring banks, bank holding
companies, and thrifts. The interim capital treatment allows sponsoring
banking organizations to remove the consolidated ABCP program assets
from their risk-weighted asset bases for the purpose of calculating
their risk-based capital ratios.
Timetable:
|
Action |
Date |
FR
Cite |
| Interim Final Rule |
10/01/03 |
68 FR 56530 |
| Interim Final
Rule Effective |
10/01/03 |
|
| Interim Final
Rule Comment Period End |
11/17/03 |
|
| Interim Final
Rule |
04/26/04 |
69 FR 2232 |
| Interim Final
Rule Effective |
04/26/04 |
|
| Final Action |
07/28/04 |
69 FR 44908 |
Regulatory Flexibility Analysis Required: No
Small Entities Affected: No
Government Levels Affected: None
URL For More Information:
http://www.fdic.gov/regulations/laws/federal/rules.html
Agency Contact: Michael Phillips, Counsel, Legal Division, Federal
Deposit Insurance Corporation, Washington, DC 20429
Phone: 202 898-3581
RIN: 3064-AC74
_______________________________________________________________________
4015. RISK-BASED CAPITAL GUIDELINES: CAPITAL ADEQUACY GUIDELINES;
CAPITAL MAINTENANCE
Priority: Other Significant
Legal Authority: 12 USC 1815(a); 12 USC 1815(b); 12 USC 1816; 12 USC
1818(a); 12 USC 1818(b); 12 USC 1818(c); 12 USC 1818(t); 12 USC 1819
(Tenth); 12 USC 1828(c); 12 USC 1828(d); 12 USC 1828(i); 12 USC
1828(n); 12 USC 1828(o); 12 USC 1831(o); 12 USC 1835; 12 USC 3907; 12
USC 3909; 12 USC 4808
CFR Citation: 12 CFR 325
Legal Deadline: None
Abstract: OCC, FRB, FDIC, and OTS, collectively, are proposing to amend
their risk-based capital standards. The amendments removed a sunset
provision in order to permit sponsoring banks, bank holding companies,
and thrifts to exclude from their risk-weighted asset base those assets
in asset-backed commercial paper programs that are consolidated onto
sponsoring banking organizations' balance sheets as a result of a
recently issued accounting interpretation, Financial Accounting
Standards Board Interpretation No. 46, Consolidation of Variable
Interest Entities (FIN 46).
Timetable:
|
Action |
Date |
FR
Cite |
| NPRM |
10/01/03 |
68 FR 56568 |
| Final Action |
07/28/04 |
69 FR 44908 |
Regulatory Flexibility Analysis Required: No
Small Entities Affected: No
Government Levels Affected: None
URL For More Information:
http://www.fdic.gov/regulations/laws/federal/rules.html
Agency Contact: Michael Phillips, Counsel, Legal Division, Federal
Deposit Insurance Corporation, Washington, DC 20429
Phone: 202 898-3581
RIN: 3064-AC75
[[Page 74186]]
_______________________________________________________________________
4016. SECURITIES OF NONMEMBER INSURED BANKS
Priority: Other Significant
Legal Authority: 15USC 78l(i)
CFR Citation: 12 CFR 335
Legal Deadline: None
Abstract: FDIC is adopting, on an interim basis, a final rule amending
its securities disclosure regulations applicable to banks with
securities registered under section 12 of the Securities Exchange Act
of 1924.
Timetable:
|
Action |
Date |
FR
Cite |
| Interim Final Rule |
04/12/04 |
68 FR 19085 |
|
Interim Final Rule Comment Period End |
06/11/04 |
|
| Final Action |
10/06/04 |
69
FR 59780 |
Regulatory Flexibility Analysis Required: No
Small Entities Affected: No
Government Levels Affected: None
URL For More Information:
http://www.fdic.gov/regulations/laws/federal/rules.html
URL For Public Comments:
http://www.fdic.gov/regulations/laws/federal/04comsecur.html
Agency Contact: Carl Gold, Attorney, Federal Deposit Insurance
Corporation, Washington, DC 20429
Phone: 202 898-8702
RIN: 3064-AC79
_______________________________________________________________________
4017. RULES OF PRACTICE AND PROCEDURE
Priority: Other Significant
Legal Authority: 5 USC 504; 5 USC 554 to 557; 12 USC 93(b); 12 USC 164;
12 USC 505; 12 USC 1815(e); 12 USC 1817 to 1818; 12 USC 1820; 12 USC
1828 to 1829; 12 USC 1829b; 12 USC 1831i; 12 USC 1831m; 12 USC
1831m(g)(4); 12 USC 1831o; 12 USC 1831p-1; 12 USC 1832(c); 12 USC
1884(b); 12 USC 1972; 12 USC 3102; 12 USC 3108(a); 12 USC 3349; 12 USC
3909; 12 USC 4717; 15 USC 78h; 15 USC 78i; 15 USC 78o-4(c); 15 USC 78q-
1; 15 USC 78s; 15 USC 78u; 15 USC 78u-2; 15 USC 78u-3; 15 USC 78w; 15
USC 6081(b); 15 USC 6805(b)(1); 28 USC 2461 note; 31 USC 330; 31 USC
5321; 42 USC 4012a; PL 104-134, section 3100(s), 110 Stat 1321-358
CFR Citation: 12 CFR 308
Legal Deadline: None
Abstract: The Federal Civil Monetary Penalties Inflation Adjustment Act
of 1990, as amended, requires all Federal agencies with statutory
authority to impose civil money penalties (CMPs) to evaluate and adjust
those CMPs every four years. FDIC last adjusted its CMP statutes in
2000. FDIC is issuing this final rule to implement the required
adjustments to its CMP statutes. FDIC is also correcting a technical
error as to one CMP that occurred when FDIC last adjusted CMPs in 2000.
Timetable:
|
Action |
Date |
FR
Cite |
| Final Action |
10/18/04 |
69 FR 61301 |
Regulatory Flexibility Analysis Required: No
Small Entities Affected: No
Government Levels Affected: None
Agency Contact: Philip Houle, Counsel, Legal Division, Federal Deposit
Insurance Corporation
Phone: 202 898-3722
RIN: 3064-AC86
[FR Doc. 04-23087 Filed 12-10-04; 8:45 am]
BILLING CODE 6714-01-S
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