FDIC Federal Register Citations

[April 25, 1997 (Volume 62, Number 80)]

[Unified Agenda]

From the Federal Register Online via GPO Access [frwais.access.gpo.gov]

[Page 22654]

Part LI

Federal Deposit Insurance Corporation

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FEDERAL DEPOSIT INSURANCE CORPORATION (FDIC) Completed Actions

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4109. RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES

TRANSACTIONS

Priority: Substantive, Nonsignificant

Legal Authority: 12 USC 1817 to 1819

CFR Citation: 12 CFR 344

Legal Deadline: None

Abstract: The FDIC is seeking comment on a number of issues that have

been concerning its recordkeeping and confirmation requirements for

securities transactions. The agency's current regulation was adopted in

1979 and has remained essentially unchanged since that time.

Timetable:

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Action Date FR Cite

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ANPRM 05/24/96 61 FR 26135

ANPRM Comment Period End 06/24/96

NPRM 12/24/96 61 FR 67729

NPRM Comment Period End 01/23/97

Final Action 03/05/97 62 FR 9915

Final Action Effective 04/01/97

Small Entities Affected: None

Government Levels Affected: None

Agency Contact: John Harvey, Review Examiner (Trust), Division of

Supervision, Federal Deposit Insurance Corporation, Washington, DC

20429

Phone: 202 898-6762

Curtis Vaughn, Examination Specialist, Division of Supervision, Federal

Deposit Insurance Corporation, Washington, DC 20429

Phone: 202 898-6759

RIN: 3064-AB74

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