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Federal Deposit
Insurance Corporation

Each depositor insured to at least $250,000 per insured bank

Compliance Training Program

Introduction to Compliance Examinations School

Program Overview

The Introduction to Compliance Examinations School (ICES) is a course for pre-commissioned compliance examiners. It includes an overview of the various consumer protection laws and regulations and compliance examination procedures

Key Objectives

Upon completion of this course, participants will be able to:

Duration

This is a two-week course.

Instructional Format

Pre-course work (Independent Self Study), facilitated classroom discussion/lectures, small group activities, and in-class project.

Level

Basic

Target Audience

This course is designed for pre-commissioned compliance examiners who generally have two to four months of experience in compliance examinations after entering the compliance discipline.

This course is open to appropriate staff of the FDIC and partner government regulatory agencies. This course is not open to the public or staff of private banks.

Pre-Course Assignment

The pre-course learning activities are critical to the completion of the course. The assignment consists of computer based instruction modules and independent readings.

Official Time

The Division of Depositor and Consumer Protection (DCP) has authorized 30 hours of official time to complete the pre-course assignment.

Special Requirements

Participants are required to bring a laptop and a Hewlett Packard 12C Financial Calculator to the session.

Post-Course Feedback

A Summary Evaluation Form, which provides a comprehensive analysis of the participant's in-class and project exercises, is sent to the participant's field office approximately thirty days after the conclusion of the school.  

Credits

Continuing Education Unit (CEU): 7.1
Continuing Professional Education Unit (CPE): 84.5

More Information

CPE Credit logoFor information regarding administrative policies such as complaints and refunds, please contact Corporate University, Attn: NASBA Representative Ava Livas, Room A-3025, 3501 North Fairfax Drive, Arlington, VA 22226 (703) 562-2463.

FDIC is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have the final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.

IACET logoThe FDIC has been approved as an Authorized Provider by the International Association for Continuing Education and Training (IACET) (www.iacet.org), 1760 Old Meadow Road, Suite 500, McLean, VA 22102.

 

For more information concerning course content and administration, please contact Steven Miller at (703) 516-1281 or Dawn Scaff at (703) 516-5797.