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8000 - Miscellaneous Statutes and Regulations


TITLE 31—MONEY AND FINANCE

Subtitle IV—Money

Chapter 53—Monetary Transactions

Subchapter II—Records and Reports on Monetary Instruments Transactions


SEC. 5311 Declaration of purpose
SEC. 5312 Definitions and application
SEC. 5313 Reports on domestic coins and currency transactions
SEC. 5314 Records and reports on foreign financial agency transactions
SEC. 5315 Reports on foreign currency transactions
SEC. 5316 Reports on exporting and importing monetary instruments
SEC. 5317 Search and forfeiture of monetary instruments
SEC. 5318 Compliance and exemptions, and summons authority
SEC. 5318A Special measures for jurisdictions, financial institutions, international transactions or types of accounts of primary money laundering concern
SEC. 5319 Availability of reports
SEC. 5320 Injunctions
SEC. 5321 Civil penalties
SEC. 5322 Criminal penalties
SEC. 5323 Rewards for informants
SEC. 5324 Structuring transactions to evade reporting requirement prohibited
SEC. 5325 Identification required to purchase certain monetary instruments
SEC. 5326 Records of certain domestic coin and currency transactions
SEC. 5327 [Repealed]
SEC. 5328 Whistleblower protections
SEC. 5329 Staff commentaries
SEC. 5330 Registration of money transmitting businesses
SEC. 5331 Reports relating to coins and currency received in nonfinancial trade or business
SEC. 5332 Bulk cash smuggling into or out of the United States

CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK,
DEPARTMENT OF THE TREASURY

The following highlights the changes in regulatory structure made as part of the transfer of FinCEN's regulations from 31 CFR Part 103 to 31 CFR Chapter X effective March 1, 2011. The parts not included in FDIC Laws, Regulations and Related Act are available at http://www.fincen.gov/statutes_regs/bsa/

PART 1010—GENERAL PROVISIONS

Subpart A—General Definitions

Subpart B—Programs

Subpart C—Reports Required To Be Made


SEC. 1010.300 General 
SEC. 1010.301 Determination by the Secretary 
SEC. 1010.305 [Reserved]
SEC. 1010.306 Filing of reports 
SEC. 1010.310 Reports of transactions in currency 
SEC. 1010.311 Filing obligations for reports of transactions in currency 
SEC. 1010.312 Identification required 
SEC. 1010.313 Aggregation 
SEC. 1010.314 Structured transactions 
SEC. 1010.315 Exemptions for non-bank financial institutions 
SEC. 1010.320 Reports of suspicious transactions 
SEC. 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business 
SEC. 1010.331 Reports relating to currency in excess of $10,000 received as bail by court clerks 
SEC. 1010.340 Reports of transportation of currency or monetary instruments 
SEC. 1010.350 Reports of foreign financial accounts 
SEC. 1010.360 Reports of transactions with foreign financial agencies 
SEC. 1010.370 Reports of certain domestic coin and currency transactions 

Subpart D—Records Required To Be Maintained

Subpart E—Special Information Sharing Procedures To Deter
Money Laundering and Terrorist Activity

Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures

SPECIAL DUE DILIGENCE FOR CORRESPONDENT ACCOUNTS AND
PRIVATE BANKING ACCOUNTS


SEC. 1010.605 Definitions 
SEC. 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions 
SEC. 1010.620 Due diligence programs for private banking accounts 
SEC. 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process 
SEC. 1010.640 [Reserved]

SPECIAL MEASURES UNDER SECTION 311 OF THE USA PATRIOT ACT AND LAW ENFORCEMENT ACCESS TO FOREIGN BANK RECORDS


SEC. 1010.651 Special measures against Burma 
SEC. 1010.653 Special measures against Commercial Bank of Syria 
SEC. 1010.654 Special measures against VEF Bank 
SEC. 1010.655 Special measures against Banco Delta Asia 
SEC. 1010.670 Summons or subpoena of foreign bank records; Termination of correspondent relationship 

Subpart G—Administrative Rulings

Subpart H—Enforcement; Penalties; and Forfeiture

Subpart I—Summons

Subpart J—Miscellaneous

PART 1020—RULES FOR BANKS

Subpart A—Definitions

Subpart B—Programs

Subpart C—Reports Required To Be Made By Banks

Subpart D—Records Required To Be Maintained By Banks

Subpart E—Special Information Sharing Procedures To Deter
Money Laundering and Terrorist Activity

Subpart F—Special Standards of Diligence; Prohibitions, and
Special Measures for Banks

PART 1023—RULES FOR BROKERS OR DEALERS IN SECURITIES

Subpart A—Definitions

Subpart B—Programs

Subpart C—Reports Required To Be Made By Brokers or Dealers in Securities

Subpart D—Records Required To Be Maintained By Brokers or Dealers in Securities

Subpart E—Special Information Sharing Procedures To Deter
Money Laundering and Terrorist Activity

Subpart F—Special Standards of Diligence; Prohibitions, and
Special Measures for Brokers or Dealers in Securities

PART 1024—RULES FOR MUTUAL FUNDS

Subpart A—Definitions

Subpart B—Programs

Subpart C—Reports Required To Be Made By Mutual Funds

Subpart D—Records Required To Be Maintained By Mutual Funds

Subpart E—Special Information Sharing Procedures To Deter
Money Laundering and Terrorist Activity

Subpart F—Special Standards of Diligence; Prohibitions, and
Special Measures for Mutual Funds

PART 1028—RULES FOR OPERATORS OF CREDIT CARD SYSTEMS

Subpart A—Definitions

Subpart B—Programs

Subpart C—Reports Required To Be Made By Operators of Credit Card Systems

Subpart D—Records Required To Be Maintained By Operators of Credit Card Systems

Subpart E—Special Information Sharing Procedures To Deter
Money Laundering and Terrorist Activity

Subpart F—Special Standards of Diligence; Prohibitions, and
Special Measures for Operators of Credit Card Systems

PART 1029—RULES FOR LOAN OR FINANCE COMPANIES

Subpart A—Definitions

Subpart B—Programs

Subpart C—Reports Required To Be Made By Loan or Finance Companies

Subpart D—Records Required To Be Maintained By Loan or Finance Companies

Subpart E—Special Information Sharing Procedures To Deter
Money Laundering and Terrorist Activity

Subpart F—Special Standards of Diligence; Prohibitions, and
Special Measures for Loan or Finance Companies

FEDERAL ELECTION CAMPAIGN ACT AMENDMENTS OF 1976

Title 1—Amendments to Federal Election Campaign Act of 1971

CONTRIBUTIONS OR EXPENDITURES BY NATIONAL BANKS, CORPORATIONS, OR LABOR ORGANIZATIONS

DEPOSITORY INSTITUTIONS DEREGULATION AND MONETARY CONTROL ACT OF 1980

Title I—Monetary Control Act of 1980

Title III—Consumer Checking Account Equity Act of 1980

Title IV—Powers of Thrift Institutions and Miscellaneous Provisions

Title V—State Usury Laws

Title VI—Truth in Lending Simplification

Title IX—Foreign Control of United States Financial Institutions

FEDERAL DEPOSIT INSURANCE CORPORATION IMPROVEMENT ACT OF 1991

Title I—Safety and Soundness

Subtitle B—Supervisory Reforms

Subtitle C—Accounting Reforms

Subtitle E—Least Cost Resolution

Title II—Regulatory Improvement

Subtitle A—Regulation of Foreign Banks

Subtitle B—Customer and Consumer Provisions

Subtitle C—Bank Enterprise Act


SEC. 231. Short Title
SEC. 232. Reduced Assessment Rate for Deposits Attributable to Lifeline Accounts
(a) Qualification of lifeline accounts by Federal Reserve Board
SEC. 233. Assessment Credits for Qualifying Activities Relating to Distressed Communities
(a) Determination of credits for increases in community enterprise activities
(b) Qualified distressed community defined
(d) Community Enterprise Assessment Credit Board
(e) Duties of the board
(f) Availability of funds
(g) Prohibition on double funding for same activities
(h) Priority of awards
(i) Determination of amount of assessment credit
(j) Definitions
SEC. 234. Community Development Organizations
(a) Community development organizations described
(b) Community development bank requirements
(c) Community development corporation requirements
(d) Adequate dispersal requirement
(e) Definitions

Title III—Regulatory Improvement

Subtitle A—Activities

Subtitle B—Coverage

Subtitle C—Demonstration Project and Studies

Title IV—Miscellaneous Provisions

Subtitle A—Payment System Risk Reduction


SEC. 401. Findings and Purpose
SEC. 402. Definitions
SEC. 403. Bilateral Netting
(a) General rule
(b) Limitation on obligation to make payment
(c) Limitation on right to receive payment
(d) Payment of net entitlement of failed financial institution
(e) Effectiveness notwithstanding status as financial institution
(f) Enforceability of security agreements 
SEC. 404. Clearing Organization Netting
(a) General netting rule
(b) Limitation of obligation to make payment
(c) Limitation on right to receive payment
(d) Entitlement of failed members
(e) Obligations of failed members
(f) Limitation on claims for entitlement
(g) Effectiveness notwithstanding status as member
(h) Enforceability of security agreements
SEC. 405. Preemption
SEC. 406. Relationship to Other Payments Systems
SEC. 407. Treatment of contracts with uninsured National Banks, uninsured Federal Branches and Agencies, certain uninsured State Member Banks, and Edge Act Corporations
SEC. 407A. National Emergencies
SEC. 408. Definitions
SEC. 409. Multilateral Clearing Organizations

Subtitle D—Miscellaneous Committees, Studies and Reports

Subtitle F—Emergency Assistance for Rhode Island

Subtitle I—Bank and Thrift Employee Provisions

Subtitle J—Sense of the Congress Regarding the Credit Crisis

Subtitle M—Other Miscellaneous Provisions

Subtitle N—Severability

FEDERAL TRADE COMMISSION ACT

FINANCIAL INSTITUTIONS REFORM, RECOVERY AND ENFORCEMENT ACT OF 1989

TITLE IX—REGULATORY ENFORCEMENT AUTHORITY AND CRIMINAL ENHANCEMENTS

TITLE XI—REAL ESTATE APPRAISAL REFORM AMENDMENTS


SEC. 1103 Functions of appraisal subcommittee
SEC. 1104 Chairperson of appraisal subcommittee; term of chairperson; meetings
SEC. 1105 Officers and staff
SEC. 1106 Powers of appraisal subcommittee
SEC. 1107 Procedures for establishing appraisal standards and requiring the use of certified and licensed appraisers
SEC. 1108 Startup funding
SEC. 1109 Roster of state certified or licensed appraisers
SEC. 1110 Functions of the federal financial institutions regulatory agencies relating to appraisal standards
SEC. 1111 Time for proposal and adoption of standards
SEC. 1112 Functions of the federal financial institutions regulatory agencies relating to appraiser qualifications
SEC. 1113 Transactions requiring the services of a state certified appraiser
SEC. 1114 Transactions requiring the services of a state licensed appraiser
SEC. 1115 Time for proposal and adoption of rules
SEC. 1116 Certification and licensing requirements
SEC. 1117 Establishment of state appraiser certifying and licensing agencies
SEC. 1118 Monitoring of state appraiser certifying and licensing agencies
SEC. 1119 Recognition of state certified and licensed appraisers for purposes of this title
SEC. 1120 Violations in obtaining and performing appraisals in federally related transactions
SEC. 1121 Definitions
SEC. 1122 Miscellaneous provisions
SEC. 1123 Emergency exceptions for disaster areas
SEC. 1124 Appraisal management company minimum requirements
SEC. 1125 Automated valuation models used to estimate collateral value for mortgage lending purposes
SEC. 1126 Broker price opinions

TITLE XII—MISCELLANEOUS PROVISIONS

PART 1101—DESCRIPTION OF OFFICE, PROCEDURES, PUBLIC INFORMATION


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Last updated September 16, 2013 regs@fdic.gov