[April 25, 1997 (Volume 62, Number 80)]
[Unified Agenda]
From the Federal Register Online via GPO Access [frwais.access.gpo.gov]
[Page 22654]
Part LI
Federal Deposit Insurance Corporation
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FEDERAL DEPOSIT INSURANCE CORPORATION (FDIC) Completed Actions
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4109. RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES
TRANSACTIONS
Priority: Substantive, Nonsignificant
Legal Authority: 12 USC 1817 to 1819
CFR Citation: 12 CFR 344
Legal Deadline: None
Abstract: The FDIC is seeking comment on a number of issues that have
been concerning its recordkeeping and confirmation requirements for
securities transactions. The agency's current regulation was adopted in
1979 and has remained essentially unchanged since that time.
Timetable:
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Action Date FR Cite
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ANPRM 05/24/96 61 FR 26135
ANPRM Comment Period End 06/24/96
NPRM 12/24/96 61 FR 67729
NPRM Comment Period End 01/23/97
Final Action 03/05/97 62 FR 9915
Final Action Effective 04/01/97
Small Entities Affected: None
Government Levels Affected: None
Agency Contact: John Harvey, Review Examiner (Trust), Division of
Supervision, Federal Deposit Insurance Corporation, Washington, DC
20429
Phone: 202 898-6762
Curtis Vaughn, Examination Specialist, Division of Supervision, Federal
Deposit Insurance Corporation, Washington, DC 20429
Phone: 202 898-6759
RIN: 3064-AB74
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