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Submitted By |
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Form letter from Americans for Financial Reform - PDF (603 received) |
|
Form letter -
PDF (15,845 received) |
01.
Securities Industry and Financial Markets Association, Randolph
Snook - PDF
--
Supplement Comment - PDF |
|
02.
Private Equity Growth Capital Council, Douglas Lowenstein - PDF |
03.
Institute of International Bankers, New York, NY, Sarah Miller - PDF
--
Draft Regulatory Language - PDF |
|
04.
Financial Services Roundtable, Washington, DC, Richard Whiting - PDF |
|
05.
Mike McKeever - PDF &
Additional Comment - PDF |
|
06.
Black Economic Council, Latino Business Chamber of Greater LA, and
National Asian American Coalition - PDF |
|
07. Withdrawn |
|
08.
Robert Ruthowski, Topeka, KS - PDF
Supplement Comment - PDF |
|
09.
Don Glickstein, Seattle, WA - PDF |
|
10.
David McClean - PDF |
|
11.
AlllianceBerstein, New York, NY, Peter Kraus - PDF |
|
12.
Chris Barnard - PDF |
|
13.
Alfred Brock, Wayne, MI - PDF |
|
14.
Center for Capital Market Competitiveness of the U.S. Chamber of Commerce, Washington, DC, David Hirschmann - PDF |
|
15.
Randel Pilo, Verona, WI - PDF |
|
16.
U.S. House of Representatives, Anna Eshoo (14th District -
California) - PDF |
|
17.
Investment Industry Association of Canada, Toronto, Ontario, Ian
Russell - PDF |
|
18.
Canadian Bankers Association, Toronto, Ontario, Canada, Terry
Campbell - PDF |
|
19.
U.S. House of Representatives, Zoe Lofgren (16th District -
California) - PDF |
|
20.
U.S. House of Representatives, Michael Honda (15th District -
California) - PDF |
|
21.
Office of the Superintendent of Financial Institutions Canada (OSFI), Julie Dickson - PDF |
|
22.
National Association of Securities Professionals, Orim Graves - PDF |
|
23.
Ralph Saul, West Conshohocken, PA - PDF |
|
24.
U.S. House of Representatives, David Schweikert (5th District -
Arizona) - PDF |
|
25.
Robert Welton - PDF |
|
26.
Raymond James Tax Credits, St. Petersburg, FL - PDF |
|
27.
Japanese Bankers Assocation - PDF |
|
28.
Wellington Management Co, Boston, MA, Perry Tranquina - PDF |
|
29.
U.S. Senate, Kay Hagan, North Carolina - PDF |
|
30.
Darrell Duffie, Stanford University, Palo Alto, CA - PDF |
|
31.
Center for Capital Marklets Competitiveness, Washington, DC, Tom Quaadman - PDF |
|
32.
The Bank of Montreal and four other Canadian banks - PDF |
|
33.
Standish Mellon Asset Management, Boston, MA, Amy Koch - PDF |
|
34.
Black Economic Council and others - PDF |
|
35.
Renaissance Venture Capital Fund, Ann Arbor, MI, Christopher Rizik - PDF |
|
36.
American Council of Life Insurers, Washington, DC, Julie Spiezio - PDF |
|
37.
U.S. Senate, Kirsten Gillibrand (New York) - PDF |
|
38.
The Norinchukin Bank, Tokyo, Japan - PDF |
|
39.
Income Research & Management, Boston, MA, William O'Malley - PDF |
|
40.
The Real Estate Roundtable, Washington, DC, Jeffrey DeBoer - PDF |
|
41.
Citigroup Global Markets, Howard Marsh - PDF |
|
42.
U.S. Congress - signed by 17 members - PDF |
|
43. Information Technology and Innovation Foundation (ITIF), Washington, DC, Robert Atkinson
- PDF |
|
44.
Eric Benhamou - PDF |
|
45.
U.S. House of Representatives, Jackie Speier (12th District -
California) - PDF |
|
46.
Municipal Securities Rulemaking Board, Alexandria, VA, Alan Polsky - PDF |
|
47.
Ontario Financing Authority, Toronto, ON, Canada, Gadi Mayman - PDF |
|
48. WEDBUSH, Inc, Los
Angeles, CA, Eric Webush - PDF |
|
49. Committee of Annuity
Insurers - PDF |
|
50. National Venture
Capital Association, Mark Heesen - PDF |
|
51. The Financial
Services Roundtable, Richard Whiting - PDF |
|
52. Lynda Aiman-Smith,
Silver City, NM - PDF |
|
53. BBVA Compass Consulting and Benefits, Inc.,
Houston, TX, Chuck Bracht - PDF |
|
54. Northwestern Mutual Financial Network,
Lawrence, KS, Joe Jones - PDF |
|
55. Sofinnova Ventures,
Menlo Park, CA, Hooman Shahlavi -PDF |
|
56. Canaan Partners,
Menlo Park, CA, Deepak Kamra -PDF (2) |
|
57. G2 FinTech, George Michaels - PDF |
|
58. Sheila Waddell - PDF |
|
59. DBS Bank Ltd, Oversea-Chinese Banking Corporation, United Overseas Bank Limited, and the Association of Banks in Singapore - PDF |
|
60. Clark Consulting, Greensboro, NC, Kurt Laning - PDF |
|
61. Mohr Davidow, Menlo
Park, CA, Joshua
Green - PDF |
|
62. WR Hambrecht + Co,
San Francisco, CA, William Hambrecht - PDF |
|
63. Withdrawn |
|
64. Malayan Banking
Berhad and The Association of Banks in Malaysia, Chuah Mei Lin - PDF |
|
65. Conference of State
Bank Supervisors, Washington, DC, John Ryan - PDF |
|
66. MetLife, Morristown,
NJ, Jonathan Rosenthal - PDF |
|
67. Association of Global
Custodians, Dan Schneider - PDF |
|
68. The Westly Group,
Menlo Park, CA, Steve Westly - PDF |
|
69. Association for
Advance Life Underwriting, David Stertzer - PDF |
|
70. River Cities Capital,
Cincinnati, OH, Dan Fleming - PDF |
|
71. Mutual of Omaha,
Omaha, NE, David Diamond - PDF |
|
72. Lord, Abbett & Co,
Jersey City, NJ, Zane Brown - PDF |
|
73. Thomas Keenan, Coeur
d'Alene, ID - PDF |
|
74. Kim Christensen,
Bronxville, NY - PDF |
|
75. David Herrngton,
Syracuse, NY - PDF |
|
76. Bangkok Bank Public
Co, Krung Thai Bank Public Co, Kasikornbank Public Co, and Thai Bankers
Association - PDF |
|
77. Association of German
Banks, Berlin. Germany - PDF |
|
78. Scale Venture
Partners, Foster City, CA, Kate Michell & Sharon Weinbar - PDF |
|
79. Cadwalader, Wickerham
& Taft - PDF |
|
80. American Express
Company, Juliana O'Reilly - PDF |
|
81. Partners for Growth
Managers, Andrew Kahn & Donald Campbell - PDF |
|
82. Wisconsin Bankers Association,
Rose Oswald Poels - PDF |
|
83. NYSE Euronext, Janet
McGinness - PDF |
|
84. California Public
Employees Retirement System, Sacramento, CA, Janine Guillot - PDF |
|
85. Nationwide Mutual
Insurance Company, Mark Thresher - PDF |
|
86. Connecticut Housing
Finance Authority, Susan Whetstone - PDF |
|
87. M&T Bank Corporation,
Buffalo, NY, Douglas Sheline - PDF |
|
88. Institute of
International Finance, Washington, DC - PDF |
|
89. Property Casualty
Insurers Association of America, James Olsen - PDF |
|
90. National Association of
Insurance Commissioners, Kevin McCarty & Therese Vaughan - PDF |
|
91. Ashurst, Washington,
DC - PDF |
|
92. M Benefit Solutions,
Portland, OR, Donald Friedman - PDF |
|
93. Nuveen Asset Management,
Cadmus Hicks - PDF |
|
94. Skandinaviska
Enskilda Banken, Stockolm, Magnus Carlsson - PDF |
|
95. International Centre
for Financial Regulation, Barbara Rodpath & John Andrews - PDF |
|
96. Committee on
Investment of Employee Benefit Assets - PDF |
|
97. U.S. Bank - PDF |
|
98. Province of British
Columbia, Kevin Falcon - PDF |
|
99. National Association of
Mutual Insurance Companies, Washington, DC - PDF |
|
100. Columbia Management
Investment Advisers, William Truscott - PDF |
|
101. Gold Hill Capital,
San Jose, CA, David Fischer - PDF |
|
102. European Fund &
Asset Management Association, Peter De Proft - PDF |
|
103. Susan Almy, New
Hampshire - PDF |
|
104. Securities Industry
& Financial Markets Association, New York, NY, David Cohen - PDF |
|
105. Securities Industry
& Financial Markets Association, Richard Dorfman & Christopher Killian - PDF |
|
106. Investment Management
Association, London, UK, Christiane Valansot - PDF |
|
107. International
Regulatory Strategy Group, London, UK - PDF |
|
108. Securities Industry
& Financial Markets Association, American Bankers Association, Financial
Services Roundtable, & Clearing House Association - PDF |
|
109. European Banking
Federation, Guido Ravoet - PDF |
|
110. Securities Industry
& Financial Markets Association - PDF |
|
111. Securities Industry
& Financial Markets Association, American Bankers Association, Financial
Services Roundtable, & Clearing House Association - PDF &
Supplement Comment - PDF |
|
112. U.S. Chamber of
Commerce, David Hirschmann - PDF |
|
113. Minister of
Finance, Ottawa, Canada, James Flaherty - PDF |
|
114. BVI Bundesverband
Investment und Asset Management, Frankfort, Germany - PDF |
|
115. Bank of Canada,
Mark Carney - PDF |
|
116. French Banking
Federation, Paris, France, Pierre de Lauzun - PDF |
|
117. Societe Generale,
Laura Schisgall & Jason Hoberman - PDF |
|
118. Association
Francasie des Prefessionnels des Titres, Marcel Rencin - PDF |
|
119. Paul Volcker, New
York, NY - PDF |
|
120. Deutsche Bundesbank
& Bundesanstalt fur Finanzdienstleistungsaufsicht - PDF |
|
121. Electric
Reliability Council of Texas, Bill Magness - PDF |
|
122. Association Francaise
de la Gestion financiere, Pierre Bollon - PDF |
|
123. John Reed, New
York, NY - PDF |
|
124. British Bankers'
Association, Angela Knight - PDF |
|
125. City of New York,
Office of Management & Budget, New
York, NY - PDF |
|
126. UK Regulated
Covered Bond Council, London, UK, Chris Fielding - PDF |
127. Occupy SEC - PDF
Form letter – joining Occupy SEC - PDF (1173 received) |
|
128. HSBC Life
(International), Hong Kong, Paul Beresford - PDF |
|
129. International
Council of Securities Associations, Kun Ho Hwang & Duncan Fairweather - PDF |
|
130. F&C Management,
Philippa Hall - PDF |
|
131. HSBC Bank USA, NA,
New York, NY, Stuart Alderoty - PDF |
|
132. Northern Trust,
Chicago, IL - PDF |
|
133. Public Affairs
Executive of the European Private Equity & Venture Capital Industry, Brussels,
Belgium - PDF |
|
134. PNC Financial
Services Group, Pittsburgh, PA, E. William Parsley - PDF |
|
135. The Clearing House
Association & ABA Securities Association - PDF |
|
136. The Clearing House
Association, Daniel McCardell - PDF |
|
137. Association for
Financial Markets in Europe, Asia Securities Industry & Financial Markets
Association, and others - PDF |
|
138. National Trust for
Historic Preservation & Historic Tax Credit Coalition - PDF |
|
139. Shadow Financial
Regulatory Committee - PDF |
|
140. National Conference
of State Legislatures - PDF |
|
141. Bank of New York
Mellon Corp, Northern Trust Corp, and State Street Corp - PDF |
|
142. Bank of Montreal,
The Bank of Nova Scotia, Canadian Imperial Bank of Commerce and others - PDF |
|
143. International Swaps
& Derivatives Association, Washington, DC, Robert Pickel - PDF |
|
144. State Street Corp,
Boston, MA, Stefan Gavell - PDF |
|
145. Lynn Stout, UCLA
School of Law - PDF |
|
146. Paul Bellamy,
Shaker Heights, OH - PDF |
|
147. General Electric &
GE Capital Corp, Fairfield, CT - PDF, Supplement Comment - PDF |
|
148. Skadden, Arps,
Slate, Meagher & Flom, Washington, DC, William Sweet, Jr - PDF |
|
149. Loan Syndications &
Trading Association, New York, NY, R. Bram Smith - PDF |
|
150. Bond Dealers of
America, Washington, DC, Mike Nicholas - PDF |
|
151. Credit Suisse
Securities, Washington, DC - PDF & Second
Comment - PDF |
|
152. Bessemer Group - PDF |
|
153. FTN Financial, Memphis, TN, Jim Vogel - PDF |
|
154. Small Business Investor Alliance, Washington, DC, Brett Palmer - PDF |
|
155. Risk Management Association, Philadelphia, PA, Christopher Kunkle and Michael McAuley - PDF |
|
156. JPMorgan Chase & Co., New York, NY, Barry Zubow - PDF |
|
157. Public Utility Commission of Texas, Austin, TX, Kenneth Anderson, Jr. - PDF |
|
158. Mizuho Corporate Bank, Limited, New York, NY, Angelo, Aldana - PDF |
|
159. Mitsubishi UFJ Financial Group, Inc., Tokyo, Japan, Nobuyuki Hirano - PDF |
|
160. Barclays Capital, Jerry del Missier - PDF |
|
161. American Council of Life Insurers, Washington, DC, Carl Wilkerson - PDF |
|
162. Investment Adviser Association, Washington, DC, Monique S. Botkin - PDF |
|
163. Western Asset Management Company, Pasadena, CA, Ryan Brist and Stephen Walsh - PDF |
|
164. Institute of International Bankers and European Banking Federation, Sarah Miller and Guido Ravoet - PDF |
|
165. Affordable Housing Investors Council, Irmo, SC, Julie Hertzog - PDF |
166. Deutsche Bank AG, Ernest Goodrich, Jr. and Salvatore Palazzolo - PDF
--
Supplement Comment - PDF |
167. Wells Fargo & Company, San Francisco, CA, James Strother - PDF
--
Supplement Comment - PDF |
|
168. American Securitization Forum, New York, NY, Tom Deutsch - PDF |
|
169. 16 Organizations representing states, counties, cities and other governmental entities and authorities
that access the municipal bond market - PDF |
|
170. Committee on Investment of Employee Benefit Assets - PDF |
|
171. 16 Commenting Parties (dealers, asset managers, pension funds, hedge
funds and other clients and customers of dealers) - PDF |
|
172. Independent Community Bankers of America, Washington, DC, Christopher Cole - PDF |
|
173. Federal Home Loan Banks - PDF |
|
174. Eaton Vance Corp., Boston, MA, Payson Swaffield - PDF |
|
175. 8 Regional Banking Organizations - PDF |
|
176. Lone Star Investment Advisors, Dallas, TX, Arthur Hollingsworth - PDF |
|
177. United Services Automobile Association, San Antonio, TX, Steven Bennett - PDF |
|
178. Allen & Overy LLP, New York, NY on behalf of a number of large internationally headquartered bank clients with US
banking operations - PDF & Additional Comment - PDF |
|
179. Katten Muchin Rosenman LLP, New York, NY - PDF |
|
180. Public Citizen's Congress Watch, David Arkush and Bartlett Naylor - PDF |
|
181. Bank of America Corporation, Edward O'Keefe - PDF |
|
182. State Street Global Advisors, Boston, MA, Phillip Gillespie - PDF |
|
183. National Association of Industrial Bankers, American Financial Services Association, Nevada Bankers Association, and Utah Bankers Association - PDF |
|
184. Grosvenor Capital Management, L.P., Chicago, IL, Michael Sacks - PDF |
|
185. Bank owned life
insurance - PDF (13 received) |
|
186. TCW Group, Inc., Los Angeles, CA, Michael Cahill and Sean Platter - PDF |
|
187. T. Rowe Price Associates, Inc., Baltimore, MD, David Oestreicher, Christine Morgan, and Jonathan Siegel - PDF |
|
188. Fixed Income Forum and Credit Roundtable - PDF |
|
189. Bank of Montreal, Bank of Nova Scotia,
Canadian Imperial Bank of Commerce,
Deutsche Bank AG,
HSBC Global Asset Management,
Royal Bank of Canada,
Societe Generale,
Standard Chartered Bank,
The Toronto-Dominion Bank, and - PDF |
|
190. Wilmer Cutler Pickering, Hale and Dorr LLP, Washington, DC, Robert Kimmitt and Russell Bruemmer - PDF |
|
191. New York State Division of Budget, Albany, NY, Robert Megna - PDF |
|
192. Matthew Richardson, NYU Stern School of Business - PDF |
|
193. Banco de México, Agustin Guillermo Carstens Carstens - PDF |
|
194. Citigroup Inc., New York, NY, Brian Leach - PDF |
|
195. Goldman Sachs Group, Inc., New York, NY, John Rogers (Proprietary Trading Prohibition) - PDF & Additional Comment (Fund Restrictions) - PDF |
|
196. Robert Johnson, Roosevelt Institute and Joseph Stiglitz, Columbia University - PDF |
|
197. Bank of Montreal, Bank of Nova Scotia,
Canadian Imperial Bank of Commerce,
National Bank of Canada,
Royal Bank of Canada, and Toronto-Dominion Bank - PDF |
|
198. Morgan Stanley, Colm Kelleher and Jim Rosenthal - PDF |
|
199. Metropolitan Transportation Authority, New York, NY, Patrick McCoy - PDF |
|
200. Canadian Bankers Association, Toronto, Ontario, Canada - PDF |
|
201. CME Group Inc., Chicago, IL, Craig Donohue - PDF |
|
202. Financial Services Roundtable, Washington, DC, Richard Whiting - PDF |
|
203. Comision Nacional Bancaria y de Valores (National Banking and Securities Commission), Mexico, Carlos Serrano - PDF |
|
204. Invesco Ltd., Atlanta, GA, Martin Flanagan - PDF |
|
205. Novogradac & Company LLP, Alpharetta, GA on behalf of New Markets Tax Credit Working Group - PDF |
|
206. Fidelity Investments, Boston, MA, Scott Goebel - PDF |
|
207. OptumHealth Bank, Salt Lake City, UT, Kelvin Anderson - PDF |
|
208. Australian Bankers' Association Inc., Sydney, Australia, Tony Burke - PDF |
|
209. Royal Bank of Canada, Mark Standish - PDF |
|
210. Andrea Psoras, New York, NY - PDF |
|
211. Capital Group Companies, Inc., Los Angeles, CA, Andrew Barth and Paul Haaga, Jr. - PDF |
|
212. Novogradac & Company LLP, San Francisco, CA on behalf of Low Income Housing Tax Credit Working Group - PDF |
|
213. State of Washington, Olympia, WA, James McIntire, Treasurer - PDF |
|
214. Australian Financial Markets Association, Sydney, Australia, David Love - PDF |
|
215. IHS Inc., Cambridge, MA - PDF |
|
216. Natixis Asset
Management, Pascal Voisin - PDF |
|
217. Allen & Overy, New
York, NY - PDF |
|
218. Renewable Energy
Tax Credit Working Group, Boston, MA, Stephen Tracy & Tony Grappone - PDF |
|
219. Better Markets,
Inc., Washington, DC, Dennis Kelleher - PDF |
|
220. Rhoda Schermer,
Ridgewood, NJ - PDF |
|
221. Simon Johnson - PDF |
|
222. IntercontinentalExchange,
Trabue Bland - PDF |
|
223. National Rural
Electric Cooperative Association, Arlington, VA, Russ Wasson - PDF |
|
224. Anat Admaati & Paul
Pfleiderer, Stanford University - PDF |
|
225. Financial Executives
International, Committee on Corporate Treasury, Teri List-Stoll - PDF |
|
226. Katten, Muchin,
Rosenman, New York, NY (on behalf of clients) - PDF |
|
227. Americans for
Financial Reform, American Federation of Labor, & others - PDF |
|
228. U. S. Senate -
Senator Jeff Merkley & Senator Carl Levin - PDF |
|
229. Abbott Laboratories
and 23 U.S. corporations - PDF |
|
230. U. S. Senate -
Senator Bob Corker (Tennessee) - PDF |
|
231. Finance Industry
Council of Australia, Sydney, Australia- PDF |
|
232. Putnam Investments,
Boston, MA,Robert Reynolds - PDF |
|
233. American Bankers
Association Securities Association, Cecelia Calaby - PDF |
|
234. Small Business
Investor Alliance, Brett Palmer - PDF |
|
235. Private Equity
Growth Capital Council, Douglas Lowenstein - PDF |
|
236. American Bankers
Association, Washington, DC, Frank Keating - PDF |
|
237. Committee on
Capital Markets Regulation, Hal Scott - PDF |
|
238. American Bankers
Association, Washington, DC, Wayne Abernathy - PDF |
|
239.
Country Financial,
Mutual of Omaha, Nationwide Mutual Insurance & others - PDF |
|
240. Commercial Real
Estate Finance Council, Washington, DC, Stephen Renna - PDF |
|
241. Mid-size Bank
Coalition of America, Los Angeles, CA, Russell Goldsmith - PDF |
|
242. American
International Group & SunAmerica Life Insurance, Darren Trigonoplos & Christine
Nixon - PDF |
|
243. Ken Taymor,
Berkeley Center of Law, University of California at Berkeley - PDF |
|
244. ICI Global, London,
UK, Dan Waters - PDF |
|
245. August Capital,
Menlo Park, CA, Andy Rappaport - PDF |
|
246. Venrock, Palo Alto,
CA - PDF |
|
247. NEA, Louis Citron - PDF |
|
248. SVB Financial
Group, Mary Dent - PDF |
|
249. Association of
Institutional Investors, John Gidman - PDF |
|
250. Investment Company
Institute, Washington, DC - PDF |
|
251. Investment Funds
Institute of Canada, Toronto, Canada, Joanne De Laurentiis - PDF |
|
252. SunTrust Banks,
Atlanta, GA, Christine McGillis & David Bloom - PDF |
|
253. Liberty Global,
Charlie Bracken - PDF |
|
254. National Australia
Bank Limited, Stephen Tudjman - PDF |
|
255. Union Asset Management
Holding AG, Hans Joachim Reinke & Andreas Zubrod - PDF |
|
256. Ministere des
Finances, Quebec - PDF |
|
257.
Blue Run Ventures
- PDF (4) |
|
258.
Sumitomo Trust & Banking
Co, Bruce Ortwine - PDF |
|
259.
National Association of
Bond Lawyers, Kristin Franceschi - PDF |
|
260.
Independent Bankers
Association of Texas, Austin, TX, Christopher Williston - PDF |
|
261.
Port Authority of New York and New Jersey, Patrick Foye - PDF |
|
262.
Alternative Investment
Management Association, London, UK, Jim Krol - PDF |
|
263.
Security Traders
Association of New York, Kimberly Unger - PDF |
|
264.
Treasurer of North
Carolina, Janet Cowell - PDF |
|
265.
GW Financial, D. John
Gagon - PDF |
|
266. U. S. Senate - Signed
by six
Senators - PDF |
|
267. UBS Americas,
Stamford, CT, Robert McCann - PDF |
|
268. UBS Americas,
Stamford, CT, Mark Shelton & Darryll Hendricks - PDF |
|
269. U. S. House of
Representatives, Signed by 25 Members - PDF |
|
270. Hong Kong
Investment Funds Association, Sally Wong - PDF |
|
271. U. S. Senate -
Senator Barbara Boxer (California) - PDF |
|
272. W. Frankson,
Brooklyn, NY - PDF |
|
273. European Council of
Ministers, Margrethe Vestager - PDF |
|
274. Massachusetts Educational Financing Authority, Boston, MA, Thomas Graf - PDF |
|
275. U. S. Senate -
Senator Michael Bennet (Colorado) - PDF |
|
276. U. S. House of
Representatives, Bob Goodlatte (6th District - Virginia) - PDF |
|
277. Frazier Healthcare,
Seattle, WA, Thomas Hodge - PDF |
|
278. Superintendencia
Financier de Colombia, Juan Pablo Arango Arango - PDF |
|
279. State Secretary for
International Financial Matters, Michael Ambuhl (submitted by the Embassy of Switzerland
in the United States) - PDF |
|
280. U. S. House of
Representatives, Steve Israel (Second District - New York) - PDF |
|
281. American Securitization Forum, New York, NY, Tom Deutsch - PDF |
|
282. U. S. Senate -
Senator Robert Casey (Pennsylvania) - PDF |
|
283. U. S. House of
Representatives, Barney Frank (4th District -Massachusetts) - PDF |
|
284. U. S. House of
Representatives, Jim Hines (4th District - Connecticut) - PDF |
|
285. Bankers Association
of the Republic of China, Susan Chang - PDF |
|
286. Treasury Markets Association,
Hong Kong, Peter Chang - PDF |
|
287. Bond Dealers of America, Washington, DC, Mike Nicholas - PDF |
|
288. Peter Schwartz - PDF |
|
289. Edison Electric Institute, National Rural Electric Cooperative Association, Large Public Power Council and Electric Power Supply Association - PDF |
|
290. U. S. Senate - Sherrod Brown and Tom Harkin - PDF |
|
291. Stephen Roach, New Haven, CT - PDF |
|
292. Futures Industry Association, Washington, DC, Walter Lukken - PDF |
|
293. International Swaps and Derivatives Association, Inc., Washington, DC, Robert Pickel - PDF |
| 294. State Treasurer, Hartford, CT, Denise Nappier - PDF |
| 295. Securities Industry
& Financial Markets Association, Richard Dorfman & Christopher Killian (Supplement) - PDF |
| 296. Loan Syndications and Trading Association, New York, NY, R. Bram Smith - PDF |
| 297. Center for Capital Markets
Competitiveness, Washington, DC, Tom Quaadman - PDF |
| 298. American Securitization Forum, New York, NY, Tom Deutsch - PDF,
Supplement Comment - PDF |
| 299. Withdrawn |
| 300. U. S. Senate - Jeff Merkley and Carl Levin - PDF |
| 301. Association of Institutional Investors, Washington, DC , John Gidman - PDF |
| 302. State Street Global Advisors, Boston, MA, Phillip Gillespie - PDF |
| 303. Center for Capital Markets Competitiveness, Washington, DC, Tom Quaadman - PDF |
| 304. U.S. Chamber of Commerce,, Washington, DC, R. Bruce Josten - PDF, Supplement Comment - PDF |
| 305. Americans for Financial Reform, Washington, DC, Marcus Stanley - PDF |
| 306. U.S. Congress, Spencer Bachus and Jeb Hensarling, House Financial Services Committee - PDF |
| 307. Better Markets, Washington, DC, Dennis M. Kelleher - PDF |
Staff Meeting Disclosures |
| 01. Meeting with Barclays Capital - PDF |
| 02.
Conference Call with National Asian American Coalition - PDF |
| 03.
Meeting with
Institute of International Bankers - PDF |
| 04.
Meeting with
BNY Mellon, State Street, and Northern Trust - PDF |
| 05.
Meeting with
Securities Industry and Financial Markets Association - PDF |
| 06.
Meeting with Goldman
Sachs & Co. - PDF |
| 07.
Meeting with
Americans for Financial Reform & Public Citizen - PDF |
| 08.
Meeting with Bank of
America - PDF |
| 09.
Meeting with
Investment Company Institute - PDF |
| 10.
Meeting with
Committee on Investment of Employee Benefit Assets - PDF |
| 11.
Meeting with
Professor Simon Johnson, MIT - PDF |
| 12.
Conference Call with
Canadian Securities Administrators - PDF |
| 13.
Meeting with
Securities Industry and Financial Markets Association - PDF |
| 14.
Meeting with
Financial Services Roundtable - PDF |
| 15.
Meeting with
Occupy the SEC - PDF |
| 16.
Meeting with
Chesapeake Energy Corporation and Gavilon, LLC - PDF |
| 17.
Meeting with TIAA-CREF - PDF |
| 18.
Meeting with Citigroup, RBS Global Banking and Markets, Bank of America, Deutsche Bank, Sidley Austin, and Financial Markets Association (SIFMA) - PDF |
| 19.
Meeting with Better Markets - PDF |
| 20,
Meeting with Australian Bankers - PDF |
| 21. Conference call with Credit Suisse - PDF |
| 22. Meeting with Regional Bankers - PDF |
| 23. Meeting with Custody Banks (BNY Mellon, Northern Trust, and State Street) - PDF |
| 24. Meeting with Custody Banks (American
Bankers Association Center for Securities, Trust, & Investments, EnerBank USA, Silicon Valley Bank, and Union First Market Bank) - PDF |
| 25. Meeting with American Securitization Forum - PDF |
| 26. Meeting with Goldman Sachs & Co. - PDF |
