Advanced Compliance Examination School (FDIC Only)

Program Overview
This instructor-led course covers the examination process for 4 specific areas:

1. Unfair and deceptive acts and practices (UDAP);
2. CMP's for significant Flood Insurance and HMDA violations;
3. Fair Lending Pricing; and
4. RESPA - Section 8

Key Objectives
Upon completion of this course, participants will be able to:

• Analyze solicitations, advertisements, disclosures, and bank practices for potential unfair or deceptive actions or practices.
• Document and support UDAP findings
• Identify significant violations and support civil money penalty recommendations for flood insurance and HMDA violations.
• Identify red flags and significant violations when conducting fair lending pricing reviews for both HMDA and non-HMDA reporting institutions.
• Define appropriate action steps when conducting fair lending pricing reviews for HMDA and non-HMDA reporting institutions
• Provide support for conclusions when conducting fair lending pricing reviews for HMDA and non-HMDA reporting institutions
• Identify red flags and significant violations of Section 8 of the Real Estate Settlement Procedures Act (RESPA)
• Identify red flags that require initiation of a consultation with the regional and/or Washington office

Duration
This school is a four full-day course.

Level
Advanced

Target Audience
All levels - Regional review examiners, Fair Lending specialists, field supervisors, field review examiners, and examiners.

Prerequisites
None.

Pre-Course Assignment
None.

Credits

• Continuing Education Unit (CEU): 0
• Continuing Professional Education Unit (CPE): 0

Federal Deposit Insurance Corporation Corporate University is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN, 37219-2417. Web site: www.nasba.org.

More Information
For information regarding administrative policies such as complaints and refunds, please contact Corporate University, Attn: NASBA Representative Ava Livas at or mailing address at 3501 North Fairfax Drive, Suite VS-A-3025, Arlington, VA 22226, or (703) 562-2463.

The FDIC has been approved as an Authorized Provider by the International Association for Continuing Education and Training (IACET) (www.iacet.org), 1760 Old Meadow Road, Suite 500, McLean, VA 22102.

For more information concerning course content and administration, please contact Dan Hotz at (703) 516-1266 or Kristine Fisk.