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Inactive Financial Institution Letters

Privacy of Consumer Financial Information

Back To FIL-46-2001 Back To Examination Procedures Modules 1 - 6

Attachment A

PRIVACY NOTICE AND OPT OUT DECISION TREE

Does the financial institution share nonpublic personal information with nonaffiliated third parties under sections 14 and/or 15 and outside of the exceptions (with or without also sharing under 13)? Yes Module 1: Privacy notice (presentation, content, and delivery) (with or without section 13 notice & contracting) Short form notice (optional for consumers)Customer notice delivery rules Opt out rules
No
Does the financial institution share nonpublic personal information with nonaffiliated third parties under sections 13, and 14 and/or 15 but not outside the exceptions? Yes Module 2: Privacy notice Customer notice delivery rules Section 13 notice & contracting
No
Does the financial institution share nonpublic personal information with nonaffiliated third parties only under sections14 and /or 15? Yes Module 3: Privacy notice Simplified notice (if applicable) Customer notice delivery rules

Attachment B

REUSE & REDISCLOSURE OF NONPUBLIC PERSONAL
INFORMATION RECEIVED FROM NONAFFILIATED FINANCIAL INSTITUTIONS DECISION TREE
(Sections 11(a) and 11(b))

Does the financial institution receive nonpublic personal information from nonaffiliated financial institutions? No No review necessary
Yes
How is that information received?
Under Sections 14 and/or 15
Module 4: Receipt of information under 14 and/or 15		 Outside of Sections 14 and 15
Module 5: Receipt of information outside of 14 and/or 15

Attachment C

ACCOUNT NUMBER SHARING DECISION TREE
(Section 12)

Does the financial institution share account numbers or similar access numbers or codes with nonaffiliated third parties (other than a consumer reporting agency) for telemarketing, direct mail or electronic mail marketing? No No review necessary
Yes
Module 6: Account number sharing

* This may include sharing of encrypted account numbers but not the decryption key.
Back To FIL-46-2001 Back To Examination Procedures Modules 1 - 6

Last Updated 5/17/2001 communications@fdic.gov