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2006 Annual Report

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VI. Appendix A Key Statistics

Compliance, Enforcement and Other Related Legal Actions 2004-2006
  2006 2005 2004
Total Number of Actions Initiated by the FDIC 244 192 217
Termination of Insurance
   Involuntary Termination
      Sec. 8a For Violations, Unsafe/Unsound Practices or Condition 0 0 0
   Voluntary Termination
      Sec. 8a By Order Upon Request 1 0 0
      Sec. 8p No Deposits 2 2 2
      Sec. 8q Deposits Assumed 3 11 38
Sec. 8b Cease-and-Desist Actions
   Notices of Charges Issued 0 0 0
   Consent Orders 29 20 28
Sec. 8e Removal/Prohibition of Director or Officer
   Notices of Intention to Remove/Prohibit 3 2 3
   Consent Orders 89 73 58
Sec. 8g Suspension/Removal When Charged With Crime 0 0 1
Civil Money Penalties Issued
   Sec. 7a Call Report Penalties 0 0 0
   Sec. 8i Civil Money Penalties 93 69 68
Sec. 10c Orders of Investigation 17 15 15
Sec. 19 Denials of Service After Criminal Conviction 0 0 0
Sec. 32 Notices Disapproving Officer/Director's Request for Review 0 0 0
Truth-in-Lending Act Reimbursement Actions
   Denials of Requests for Relief 0 0 0
   Grants of Relief 2 0 0
   Banks Making Reimbursement* 110 78 73
Suspicious Activity Reports (Open and closed institutions)* 119,384 102,080 83,453
Other Actions Not Listed^ 5 0 3

* These actions do not constitute the initiation of a formal enforcement action and, therefore, are not included in the total number of actions initiated.

^ Other Actions Not Listed includes Written Agreements, Section 19 Waiver grants, Section 8(e) Modifications, and similar actions in which orders are issued.



Last Updated 03/16/2007 communications@fdic.gov