| Compliance, Enforcement and Other Related Legal Actions 2002-2004 |
| |
2004 |
2003 |
2002 |
| Total Number of Actions Initiated by the FDIC |
217 |
174 |
162 |
| Termination of Insurance |
| Involuntary Termination |
| Sec. 8a For Violations, Unsafe/Unsound Practices or Condition |
0 |
0 |
0 |
| Voluntary Termination |
| Sec.8a By Order Upon Request |
0 |
0 |
0 |
| Sec.8p No Deposits |
2 |
5 |
7 |
| Sec.8q Deposits Assumed |
38 |
12 |
7 |
| Sec. 8b Cease-and-Desist Actions |
| Notices of Charges Issued |
0 |
2 |
41 |
| Consent Orders |
28 |
33 |
44 |
| Sec. 8e Removal/Prohibition of Director or Officer |
| Notices of Intention to Remove/Prohibit |
3 |
4 |
4 |
| Consent Orders |
58 |
31 |
15 |
| Sec. 8g Suspension/Removal When Charged With Crime |
1 |
0 |
0 |
| Civil Money Penalties Issued |
| Sec.7a Call Report Penalties |
0 |
0 |
1 |
| Sec.8i Civil Money Penalties |
68 |
55 |
65 |
| Sec. 10c Orders of Investigation |
15 |
20 |
7 |
| Sec. 19 Denials of Service After Criminal Conviction |
1 |
0 |
0 |
| Sec. 32 Notices Disapproving Officer/Director’s Request for Review |
0 |
1 |
0 |
| Truth in Lending Act Reimbursement Actions |
| Denials of Requests for Relief |
0 |
0 |
0 |
| Grants of Relief |
0 |
0 |
0 |
| Banks Making Reimbursement 2 |
73 |
96 |
106 |
| Suspicious Activity Reports (Open and closed institutions) 2 |
83,453 |
62,179 |
42,123 |
| Other Actions Not Listed |
3 |
11 |
8 |
|
1 Two actions included Sec. 8 (c) temporary orders.
2 These actions do not constitute the initiation of a formal enforcement action and, therefore, are not included in the total
number of actions initiated.
|
