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2003 Annual Report

V. Appendix A – Key Statistics

Compliance, Enforcement and Other Related Legal Actions 2001-2003
  2003 2002 2001
Total Number of Actions Initiated by the FDIC 174 162 144
Termination of Insurance
Involuntary Termination
     Sec. 8a For Violations, Unsafe/Unsound
     Practices or Condition
0 0 0
Voluntary Termination
     Sec.8a By Order Upon Request 0 0 0
     Sec.8p No Deposits 5 7 4
     Sec.8q Deposits Assumed 12 7 6
Sec. 8b Cease-and-Desist Actions
Notices of Charges Issued 2 4 1 3
Consent Orders 33 44 33
Sec. 8e Removal/Prohibition of Director or Officer
Notices of Intention to Remove/Prohibit 4 4 4
Consent Orders 31 15 11
Sec. 8g Suspension/Removal When Charged With Crime 0 0 0
Civil Money Penalties Issued
     Sec.7a Call Report Penalties 0 1 4
     Sec.8i Civil Money Penalties 55 65 71
Sec. 10c Orders of Investigation 20 7 7
Sec. 19 Denials of Service After Criminal Conviction 0 0 0
Sec. 32 Notices Disapproving Officer/Director’s Request for Review 1 0 0
Truth in Lending Act Reimbursement Actions
Denials of Requests for Relief 0 0 1
Grants of Relief 0 0 0
Banks Making Reimbursement 2 96 106 189
Suspicious Activity Reports (Open and closed institutions) 2 62,179 42,123 28,750
Other Actions Not Listed 11 8 0
1 Two actions included Sec. 8 (c) temporary orders.

2 These actions do not constitute the initiation of a formal enforcement action and, therefore, are not included in the total number of actions initiated.



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Last Updated 3/04/2004 communications@fdic.gov