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2002 Annual Report

 
V. Appendix A
 

Key Statistics

 
Compliance, Enforcement and Other Related Legal Actions 2000 - 2002
  2002 2001 2000
Total Number of Actions Initiated by the FDIC 162 144 87
Termination of Insurance
Involuntary Termination
     Sec. 8a For Violations, Unsafe/Unsound
     Practices or Condition
0 0 1
Voluntary Termination
     Sec.8a By Order Upon Request 0 0 0
     Sec.8p No Deposits 7 4 6
     Sec.8q Deposits Assumed 7 6 5
Sec. 8b Cease-and-Desist Actions
Notices of Charges Issued 4 1 3 41
Consent Orders 44 33 26
Sec. 8e Removal/Prohibition of Director or Officer
Notices of Intention to Remove/Prohibit 4 4 3 2
Consent Orders 15 11 17
Sec. 8g Suspension/Removal When Charged With Crime 0 0 0
Civil Money Penalties Issued
     Sec.7a Call Report Penalties 1 4 3
     Sec.8i Civil Money Penalties 65 71 11
Sec. 10c Orders of Investigation 7 7 7
Sec. 19 Denials of Service After Criminal Conviction 0 0 1
Sec. 32 Notices Disapproving Officer/Director’s Request for Review 0 0 0
Truth in Lending Act Reimbursement Actions
Denials of Requests for Relief 0 1 0
Grants of Relief 0 0 0
Banks Making Reimbursement 3 106 189 127
Suspicious Activity Reports (Open and closed institutions) 3 42,123 28,750 20,720
Other Actions Not Listed 8 0 3
1 Two actions included Sec. 8 (c) temporary orders.

2 One action included a Sec. 8 (e) suspension order.

3 These actions do not constitute the initiation of a formal enforcement action and, therefore, are not included in the total number of actions initiated.



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